Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Powell is a financial advisor in Prospect, CT. Raymond has been in the financial industry since 1992. Raymond is registered with Cambridge Investment Research Advisors, Inc. Raymond is also registered as an Investment Advisor Representative with the state of Connecticut. Raymond has experience in providing financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CT
09/12/2017 - Present
Cambridge Investment Research Advisors, Inc. (Prospect CT)
CT
10/05/2005 - 11/04/2011
WOODBURY FINANCIAL SERVICES, INC. (PROSPECT CT)
CA
08/01/2003 - 10/10/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
11/10/1993 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
11/25/1992 - 10/26/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 12/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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