Years of Experience
5-20+ Years
WEST HAVEN, CT
25 Years Experience
0 Disclosures
ADVISOR BIO
Peter Haupt is a financial advisor with LPL Financial LLC, a large, well-known firm with over $463 billion in assets under management. Peter has been a registered representative for over 20 years and holds the Series 6, 7, 63 and 65 licenses, and has taken the SIE Exam. Peter has experience at a number of firms including Securities America, Inc., National Planning Corporation, Jefferson Pilot Securities Corporation, USAllianz Securities, Inc. and Park Avenue Securities LLC. Peter specializes in providing financial planning, investment management, consulting and other advisory services to a diverse range of clients including individuals, corporations, charitable organizations, and pension and profit-sharing plans. Peter is dedicated to providing his clients with personalized advice and helping them achieve their financial goals.
SPECIALIZATIONS
Greenwich, CT
14 Years Experience
0 Disclosures
ADVISOR BIO
Peter Paul Seroczynski is a registered investment advisor representative in Connecticut and a resident of Greenwich, CT. Peter has been in the industry since June 28, 2011, and is currently employed at J.P. Morgan Securities LLC, where Peter holds Series 66, 7, and SIE licenses. Peter is also registered in Texas. Previously, Peter worked at CITI PRIVATE ADVISORY, LLC and CITIGROUP GLOBAL MARKETS INC.
SPECIALIZATIONS
Westport, CT
3 Years Experience
0 Disclosures
ADVISOR BIO
Peter Laskey is a financial advisor with Evercore Group LLC. Peter has been in the industry since 2022 and is currently registered with 37 state securities regulators and the Financial Industry Regulatory Authority (FINRA) for the sale of securities. Peter has passed the Series 63, Series 86, Series 87 and SIE exams.
SPECIALIZATIONS
No specializations listed.
STAMFORD, CT
17 Years Experience
0 Disclosures
ADVISOR BIO
Peter Murphy is a financial professional with over 15 years of experience in the financial industry. Peter is currently registered with Natwest Markets Securities Inc. in Stamford, Connecticut. Peter is registered with the Securities and Exchange Commission and has a Series 3, 7, 63, 99TO and SIE licenses. Peter is licensed in all 50 states. Peter's prior employment includes a previous role with Natwest Markets Securities Inc.
SPECIALIZATIONS
No specializations listed.
New Haven, CT
24 Years Experience
1 Disclosures
ADVISOR BIO
Peter Goletz is a financial advisor with Ameriprise Financial Services, LLC. Peter has been in the industry since January 25, 2001. Peter is registered as a Broker-Dealer and Investment Advisor in multiple states. Peter is a licensed investment advisor representative. Peter has passed the Uniform Investment Adviser Law Examination, the Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination and the General Securities Representative Examination. Peter has held previous positions with Oppenheimer & Co. Inc. and Citigroup Global Markets Inc.
SPECIALIZATIONS
GREENWICH, CT
21 Years Experience
0 Disclosures
ADVISOR BIO
Peter Lawrence Swanson is a financial professional with over 18 years of experience in the financial services industry. Peter is currently registered with Chatsworth Securities LLC and holds the Series 7, Series 63, SIE, and Series 79TO licenses. Peter has previously been employed by Bedminster Financial Group, Limited. Peter is registered in California as a broker.
SPECIALIZATIONS
No specializations listed.
STAMFORD, CT
16 Years Experience
0 Disclosures
ADVISOR BIO
Peter Martin Gabriel is a financial advisor registered with LPL Financial LLC. Peter has been in the financial services industry since 2008 and is registered in Connecticut. Peter has worked for several firms before joining LPL Financial LLC in 2015. Peter has Series 63, 65, 66 and SIE licenses. Peter also has Series 7 license.
SPECIALIZATIONS
LYME, CT
30 Years Experience
0 Disclosures
ADVISOR BIO
Peter Jeremy Sarner is an investment advisor representative with B. Riley Wealth Advisors, Inc., a financial services firm headquartered in Memphis, Tennessee. Peter has been in the industry since May 2, 1995. Peter has a diverse background, having worked previously for National Securities Corporation and Oppenheimer & Co. Inc. Peter is licensed to provide investment advisory services in Connecticut and Texas. Peter provides financial planning, pension consulting, educational seminars, and portfolio management services to individuals and businesses.
SPECIALIZATIONS
West Hartford, CT
21 Years Experience
0 Disclosures
ADVISOR BIO
Peter C Pabich is a financial advisor who has been in the industry for over 17 years. He is a registered representative and investment advisor representative with Private Advisor Group, LLC. Peter C Pabich holds the Series 7, Series 66 and SIE exams. He is also a Certified Financial Planner. Peter C Pabich works with individuals, families, businesses, and retirement plans.
SPECIALIZATIONS
STAMFORD, CT
28 Years Experience
0 Disclosures
ADVISOR BIO
Peter Kappel is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. based in Stamford, CT. Peter Kappel has been in the industry since March 1997 and is registered in 33 states. Peter Kappel specializes in working with individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
SPECIALIZATIONS
