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Financial Advisors in Connecticut
11,410 Results
Unclaimed

LPL Financial LLC

location

STAMFORD, CT

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Peter Martin Gabriel is a financial advisor registered with LPL Financial LLC. Peter has been in the financial services industry since 2008 and is registered in Connecticut. Peter has worked for several firms before joining LPL Financial LLC in 2015. Peter has Series 63, 65, 66 and SIE licenses. Peter also has Series 7 license.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Compass Financial Management LLC

location

Oxford, CT

0 Disclosures

ADVISOR BIO

Peter John Aiksnoras is an Investment Advisor Representative with Compass Financial Management LLC, based in Oxford, CT. Peter has been in the financial services industry for over 30 years, and has experience with a variety of financial products and services. Peter is registered with the state of Connecticut as an Investment Advisor Representative. He is also a registered representative in Connecticut. Peter specializes in providing financial planning, pension consulting, and portfolio management services to high-net-worth individuals, corporations, and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Individuals
Unclaimed

Lifemark Securities Corp.

location

Trumbull, CT

experience

36 Years Experience

0 Disclosures

ADVISOR BIO

Peter Didomizio is a financial professional with over 30 years of experience in the financial services industry. Peter has a broad range of experience in the financial industry. Peter holds his Series 6 and SIE licenses and is currently registered with Lifemark Securities Corp. in Connecticut. Peter is a specialist in fixed income, mutual funds and ETFs. Peter has previously worked for Foresters Equity Services, Inc., Cadaret, Grant & Co., Inc., and W. S. Griffith & Co., Inc.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Franklin Distributors, LLC

location

STAMFORD, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Peter Demoulias has over 17 years of experience in the financial services industry. Peter is currently registered with Franklin Distributors, LLC. Prior to joining Franklin Distributors, LLC, Peter was employed with FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. in SAN MATEO, CA, FRANKLIN/TEMPLETON DISTRIBUTORS, INC. in SAN MATEO, CA, NATIXIS DISTRIBUTION, L.P. in BOSTON, MA, COLUMBIA MANAGEMENT DISTRIBUTORS, INC. in BOSTON, MA and MORGAN STANLEY DW INC. in PURCHASE, NY. Peter holds a Series 66, Series 31 and Series 7 licenses. Peter is currently registered to conduct business in the following states: California, Connecticut, Florida, Maine, Massachusetts, New Hampshire, and New York.

SPECIALIZATIONS

No specializations listed.

Unclaimed

UBS Financial Services Inc.

location

NEW LONDON, CT

experience

57 Years Experience

0 Disclosures

ADVISOR BIO

Peter Starr Humphrey is a financial advisor currently working at UBS Financial Services Inc. in New London, CT. Humphrey has been in the industry since 1968 and is registered to provide investment advice in Connecticut, Florida, and Texas. Humphrey also holds a number of professional certifications, including Series 7, 10, 9, 52, 63, 65, and SIE. Humphrey is also a member of the board of directors of the Westerly Hospital Foundation.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Intelligent Cross LLC

location

STAMFORD, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Peter Jonathan Pena is a registered representative with Intelligent Cross LLC in Stamford, Connecticut. Peter has been in the securities industry since January 16, 2018. Peter is licensed to conduct business in Connecticut.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Oppenheimer & Co. Inc.

location

GREENWICH, CT

experience

44 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Peter Gerald Lenane is an Investment Advisor Representative with Oppenheimer & Co. Inc. Lenane has been in the financial services industry since 1981. The advisor is registered in 16 states including Colorado, Connecticut, Florida, and New York. The advisor specializes in providing investment advice to individuals, businesses, and pooled investment vehicles. Lenane is also registered with FINRA and has passed the Series 63, Series 65, Series 7, and Series 5 exams. The advisor is located in Greenwich, Connecticut, and has been with Oppenheimer & Co. Inc. since 2003. Previously, Lenane worked at Fahnestock & Co. Inc., CIBC World Markets Corp., and Shearson Lehman Hutton Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

RIDGEFIELD, CT

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Peter Starrett is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Peter has been working in the financial services industry since 2011. Peter has a Series 7, Series 66, and a SIE license. Peter is registered with the states of Arizona, California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Indiana, Maine, Maryland, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Vermont, Virginia, Washington, West Virginia and Wyoming. Peter is affiliated with the branch office located in Ridgefield, Connecticut.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

UBS Financial Services Inc.

location

STAMFORD, CT

experience

28 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Peter Skaperdas is a financial advisor with over 25 years of experience in the industry. Peter has been registered with UBS Financial Services Inc. since 2001. Prior to joining UBS, Peter worked at UBS Warburg LLC and SBC Warburg Dillon Read Inc. Peter holds the Series 7, Series 63, and Series 66 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Missionsquare Retirement

location

Simsbury, CT

experience

35 Years Experience

0 Disclosures

ADVISOR BIO

Peter John Crowe is a financial advisor who has been in the industry for over 30 years. He currently works at Missionsquare Retirement, which is a company that offers retirement planning, investment management, and other financial services to individuals, families, and businesses. Prior to joining Missionsquare Retirement, Peter Crowe worked at several other firms, including Cetera Advisor Networks LLC, Ameritas Investment Corp, and Securian Financial Services. Peter Crowe is registered to offer investment advice and securities products in Connecticut, Delaware, Maine, Maryland, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, Vermont, and West Virginia. He holds the Series 6, Series 63, and Series 65 licenses.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals

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