Unclaimed
Raymund Blanco Caparas is a financial advisor with over 20 years of experience in the industry. Raymund Blanco Caparas is currently registered with Prudential Annuities Distributors, Inc. and has previously worked with PRUCO SECURITIES, LLC., LINCOLN FINANCIAL ADVISORS CORPORATION, and PRUCO SECURITIES CORPORATION. Raymund Blanco Caparas holds Series 7, Series 63, Series 65, and SIE licenses and is registered in several states. Raymund Blanco Caparas specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/01/2020 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
03/07/2001 - 04/01/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
IN
03/24/2000 - 01/19/2001
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NJ
10/14/1999 - 03/15/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 11/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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