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Raymund Blanco Caparas

Prudential Annuities Distributors, Inc.

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About Raymund Blanco Caparas

Raymund Blanco Caparas is a financial advisor with over 20 years of experience in the industry. Raymund Blanco Caparas is currently registered with Prudential Annuities Distributors, Inc. and has previously worked with PRUCO SECURITIES, LLC., LINCOLN FINANCIAL ADVISORS CORPORATION, and PRUCO SECURITIES CORPORATION. Raymund Blanco Caparas holds Series 7, Series 63, Series 65, and SIE licenses and is registered in several states. Raymund Blanco Caparas specializes in providing financial advice to individuals and families.

Firm Information

Raymund Caparas is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymund Caparas’s Registration & Firm History

CT

04/01/2020 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

03/07/2001 - 04/01/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

IN

03/24/2000 - 01/19/2001

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

NJ

10/14/1999 - 03/15/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 11/01/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/21/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymund Blanco Caparas.
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