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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Commonwealth Financial Network

location

GLASTONBURY, CT

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Mario John Alvino is a registered representative with Commonwealth Financial Network. Mario has been in the industry since 2002. Mario has been with Commonwealth Financial Network since 2010 and has previously been with WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC.. Mario holds FINRA registrations for Series 7, Series 31, and Series 66. Mario also holds a SIE license. Mario has experience in providing portfolio management, financial planning, and other advisory services. Mario is registered to provide investment advisory services in Connecticut, Florida, Illinois, New York, North Carolina, Pennsylvania, Virginia and the Virgin Islands.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Pruco Securities, LLC

location

SHELTON, CT

experience

15 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Mario Charles Sclafani is a financial professional with over 13 years of experience in the financial services industry. Mario is currently registered with Pruco Securities, LLC and holds Series 63, 66, 7, and SIE licenses. Mario has previously been registered with several firms, including State Farm VP Management Corp., St. Bernard Financial Services, Inc., Newbridge Securities Corporation, and Questar Capital Corporation. Mario specializes in helping individuals, families, corporations, and trusts with financial planning and investment needs.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

GREENWICH, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Mario Forlini is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Mario has been in the financial services industry since December 1997. Mario is registered with the state of Connecticut as a securities broker and investment advisor representative. Mario has a Series 66, Series 31 and Series 7 license. Mario is also registered with the state of Texas as a securities broker and investment advisor representative. Mario is registered in 38 states as a securities broker and 2 states as an investment advisor representative. Mario has over 25 years of experience in the financial services industry.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Voya Financial Advisors, Inc.

location

WINDSOR, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Mario Silva is a financial advisor with Voya Financial Advisors, Inc., and has been in the industry since 1997. Mario has extensive experience providing financial guidance and investment management services to individuals, families, and businesses. Mario has expertise in a variety of areas, including retirement planning, college savings, estate planning, and insurance. With a commitment to building strong relationships with clients, Mario is dedicated to helping them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Shearman, Ralston Inc.

location

GREENWICH, CT

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Mario Milio is a registered representative with Shearman, Ralston Inc. in Greenwich, CT. Mario has been in the securities industry since December 16, 2021 and holds licenses for Series 63, Series 7TO, and SIE. Mario specializes in portfolio management for individuals and trusts, estates and charitable organizations.

SPECIALIZATIONS

Portfolio Management for Individuals
TRUSTS, ESTATES AND CHARITABLE ORGANIZATIONS
Unclaimed

Wells Fargo Clearing Services, LLC

location

WESTPORT, CT

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Mario Faustini is a registered representative with Wells Fargo Clearing Services, LLC. Mario has been in the securities industry since June 1992. Mario is licensed in several states and has both broker-dealer and investment advisor registrations. Mario has been associated with Wells Fargo Clearing Services, LLC since June 2020. Prior to that, Mario was associated with Morgan Stanley from June 2009 to June 2020. Before that, Mario was with Citigroup Global Markets Inc. from July 1993 to June 2009 and Lehman Brothers Inc. from June 1992 to July 1993.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

CM Financial Advisors, LLC | CFP ® (Certifications)

location

ROCKY HILL, CT

0 Disclosures

ADVISOR BIO

Mario Ciampi is a Registered Investment Advisor with CM Financial Advisors, LLC. Mario has been a Certified Financial Planner since 2000. Mario has been in the industry since February 1990. Mario is registered in Connecticut and has a current license to practice. Mario is also a member of Ciampi Mandile & Company LLC, Certified Public Accountants and Premier Mortgage Group, LLC. Mario's firm primarily works with individuals other than high-net-worth individuals and has approximately $36,315,797 under management.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Commonfund Securities, Inc.

location

WILTON, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Mario Virtudes is a financial professional with over 18 years of experience in the industry. Mario is currently registered with Commonfund Securities, Inc. in Wilton, Connecticut, and Darien, Connecticut, specializing in helping individuals and families achieve their financial goals. Previously, Mario worked at Capital Dynamics Broker Dealer LLC in New York, New York. Mario holds Series 7, Series 31, and Series 63 licenses and is dedicated to providing personalized financial advice and guidance.

SPECIALIZATIONS

No specializations listed.

Unclaimed

LPL Financial LLC | CFP ® (Certifications)

location

WEST HAVEN, CT

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Mario Dominic Bartoli is a financial advisor currently registered with LPL Financial LLC. Mario has been working in the financial services industry since February 1997. Mario is licensed to provide investment advice in Connecticut and several other states. Mario has a strong track record of providing financial guidance to a wide range of clients, including individuals, families, businesses, and retirement plans. Mario is also a Certified Financial Planner.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

BRISTOL, CT

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Mario Giovannucci is a financial advisor with LPL Financial LLC. Mario has over 35 years of experience in the financial services industry. Mario is registered with the state of Connecticut and holds the Series 6, Series 22, Series 63, and Series 65 licenses. Prior to joining LPL, Mario was with Securities America, Inc. and National Planning Corporation. Mario provides financial planning services to individuals, businesses, and organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

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