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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Commonwealth Financial Network

location

Brandford, CT

0 Disclosures

ADVISOR BIO

Mark Roland Connell is an investment advisor representative associated with Commonwealth Financial Network. Mark is registered with the state of Connecticut and has a Series 65 license. Mark has been in the industry since January 2002. Mark is also an attorney and practices law at Mark R. Connell, Attorney At Law, LLC. Mark specializes in providing financial advice to individuals, businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed
location

Ridgefield, CT

experience

27 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Mark Reitman is an investment professional who has been in the financial industry since December 1997. Currently, Mark is a registered representative with Morgan Stanley in Ridgefield, Connecticut. Mark is registered as a broker-dealer and investment advisor in Connecticut and Rhode Island. Previously, Mark was with UBS Financial Services, Inc. and Morgan Stanley & Co. Incorporated. Mark has a wide range of experience in the financial services industry and is a valuable asset to any client.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Briggs Wealth Management, Inc. | CFP ® (Certifications)

location

GLASTONBURY, CT

0 Disclosures

ADVISOR BIO

Mark Briggs is an Investment Advisor Representative at Briggs Wealth Management, Inc., located in Glastonbury, CT. Mark has over 23 years of experience in the financial services industry. Mark has also held positions at JEFFERSON PILOT SECURITIES CORPORATION, POLARIS FINANCIAL SERVICES, INC., and CFS BROKERAGE CORP.. Mark holds the Series 6, 7, 24, 63, and 65 licenses and is a Certified Financial Planner. Mark and Briggs Wealth Management, Inc. provide financial planning, consulting, and tax preparation services to high-net-worth individuals, individuals other than high-net-worth, and corporations or other businesses.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals
CONSULTING; TAX PREPARATION
Unclaimed

Lincoln Financial Distributors, Inc.

location

HARTFORD, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Mark Lawrence Russell is a financial advisor at Lincoln Financial Distributors, Inc. Mark has been in the industry since 2002. Mark has been registered with FINRA since 2000. Mark has a Series 6, 7, 24, 26, 66 and SIE license. Mark previously worked at Lincoln Financial Securities Corporation, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, ING Financial Advisors, LLC, and WS Griffith Securities, Inc..

SPECIALIZATIONS

No specializations listed.

Unclaimed

AQR Investments, LLC

location

GREENWICH, CT

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Mark Tigue is a financial advisor with AQR Investments, LLC. Mark has been in the financial industry since December 10, 2010. Mark is registered to conduct securities business in 51 states. Mark has Series 66, Series 7 and SIE licenses. Mark's previous roles include Blackrock Investments, LLC, Blackrock Fund Distribution Company and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Procyon Advisors, LLC | CFP ®,CFA ® (Certifications)

location

SHELTON, CT

0 Disclosures

ADVISOR BIO

Mark James Rich is a financial advisor with Procyon Advisors, LLC. Mark is a Certified Financial Planner and a Chartered Financial Analyst. Mark has been in the industry since 2013. Mark works with individuals, high-net-worth individuals, corporations, and trusts, in Connecticut and other states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Raymond James & Associates, Inc.

location

Ridgefield, CT

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Mark Mezzone is an investment advisor representative at Raymond James & Associates, Inc. Mark has been in the financial services industry since August 2014. Mark holds the Series 7, Series 66, and SIE licenses. Mark is registered to provide investment advice in 32 states and the District of Columbia. Mark's primary office is located in Ridgefield, Connecticut. Mark's previous experience includes working as a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank of America.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

PFS Investments Inc.

location

GRISWOLD, CT

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Mark Anthony Grillo is a registered representative with PFS Investments Inc. with over 30 years of experience in the financial industry. Mark is licensed to provide investment advice in multiple states and specializes in providing financial advice to individuals. He is a registered principal with PFS Investments Inc. and has passed a variety of industry exams including the Series 6, Series 26 and SIE exams.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Evercore Group LLC

location

Westport, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Mark Hanson is a financial professional with over two decades of experience in the industry. Mark currently holds a position at Evercore Group LLC in Westport, CT. Prior to Evercore Group LLC, Mark was registered with BARCLAYS CAPITAL INC. from 2008 to 2014, LEHMAN BROTHERS INC. from 2005 to 2008, EPOCH PARTNERS from 2000 to 2001, AMERITRADE from 2000 to 2000, ADVANCED CLEARING, INC. from 2000 to 2000, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from 1996 to 2000. Mark is currently registered with FINRA and holds Series 7, 24, 63, 79 and SIE licenses. Mark is registered to provide securities related services in 37 states.

SPECIALIZATIONS

No specializations listed.

Unclaimed

ASL Capital Markets Inc.

location

STAMFORD, CT

experience

28 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Mark Christopher Gannon is a financial professional with over 20 years of experience in the industry. Mark is currently registered with ASL Capital Markets Inc. and holds Series 7, Series 63, and SIE licenses. Mark has held previous positions at BMO Capital Markets Corp., CRT Capital Group LLC, MF Global Inc. and UBS Securities LLC. Mark is registered to conduct business in 50 states and the District of Columbia. Mark is an active member of the securities industry and is committed to providing his clients with the highest level of service and expertise.

SPECIALIZATIONS

No specializations listed.

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