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Mario Charles Sclafani

Pruco Securities, LLC

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About Mario Charles Sclafani

Mario Charles Sclafani is a financial professional with over 13 years of experience in the financial services industry. Mario is currently registered with Pruco Securities, LLC and holds Series 63, 66, 7, and SIE licenses. Mario has previously been registered with several firms, including State Farm VP Management Corp., St. Bernard Financial Services, Inc., Newbridge Securities Corporation, and Questar Capital Corporation. Mario specializes in helping individuals, families, corporations, and trusts with financial planning and investment needs.

Firm Information

Mario Sclafani is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Mario Sclafani’s Registration & Firm History

CT

12/20/2022 - Present

Pruco Securities, LLC (SHELTON CT)

IL

07/19/2022 - 08/30/2022

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

AR

12/21/2020 - 10/27/2021

ST. BERNARD FINANCIAL SERVICES, INC. (RUSSELLVILLE AR)

AR

01/09/2017 - 01/02/2019

ST. BERNARD FINANCIAL SERVICES, INC. (RUSSELLVILLE AR)

FL

07/09/2014 - 12/23/2016

NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)

CT

11/15/2013 - 07/02/2014

QUESTAR CAPITAL CORPORATION (NEW MILFORD CT)

NJ

10/31/2013 - 11/11/2013

CALDWELL INTERNATIONAL SECURITIES (ENGLEWOOD CLIFFS NJ)

NY

07/23/2010 - 10/02/2013

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

11/24/2009 - 08/03/2010

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

CA

05/11/2009 - 11/16/2009

SYNDICATED CAPITAL, INC. (DIAMOND BAR CA)

NY

01/11/2008 - 09/19/2008

GRANT BETTINGEN, INC. (NEW YORK NY)

NY

04/19/2006 - 07/25/2007

BROOKSTREET SECURITIES CORPORATION (NEW YORK NY)

NY

01/26/2006 - 02/24/2006

GARDEN STATE SECURITIES, INC. (NEW YORK NY)

NY

10/28/2005 - 12/19/2005

ESSEX & YORK, INC. (NEW YORK NY)

NY

12/12/2005 - 12/16/2005

MERCER CAPITAL LTD. (NEW YORK NY)

NY

09/28/2005 - 10/31/2005

CLAYTON, DUNNING & COMPANY INC. (NEW YORK NY)

NY

08/17/2005 - 09/16/2005

S.W. BACH & COMPANY (PORT WASHINGTON NY)

CA

05/26/2005 - 08/12/2005

BROADWALL CAPITAL LLC (PALO ALTO CA)

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Licenses & Designations

BOTH

Issued 12/12/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/06/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Mario Charles Sclafani. Review regulatory record here.
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