Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Giovannucci is a financial advisor with LPL Financial LLC. Mario has over 35 years of experience in the financial services industry. Mario is registered with the state of Connecticut and holds the Series 6, Series 22, Series 63, and Series 65 licenses. Prior to joining LPL, Mario was with Securities America, Inc. and National Planning Corporation. Mario provides financial planning services to individuals, businesses, and organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
02/01/2023 - Present
LPL Financial LLC (BRISTOL CT)
CT
10/31/2017 - 02/01/2023
SECURITIES AMERICA, INC. (BRISTOL CT)
CT
03/31/2006 - 11/08/2017
NATIONAL PLANNING CORPORATION (BRISTOL CT)
IN
07/08/2000 - 04/03/2006
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NH
01/04/2000 - 07/08/2000
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
CT
03/15/1993 - 01/11/2000
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
CT
05/12/1987 - 03/15/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/11/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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