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Financial Advisors in Connecticut
11,410 Results
Unclaimed

LPL Financial LLC

location

SOUTHBURY, CT

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

Louis Anthony Follo is an investment professional with over 30 years of experience in the financial industry. Louis is currently registered with LPL Financial LLC in Southbury, Connecticut. Louis has held previous positions with Royal Alliance Associates, Inc. and Integrated Resources Equity Corporation. Louis has a broad range of experience, having worked in different financial sectors and offering diverse services to clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Grayscale Securities, LLC

location

Stamford, CT

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Louis Hsu is a registered representative with Grayscale Securities, LLC, based in Stamford, CT. Louis has been active in the securities industry since January 9, 2021, and holds both Series 7 and Series 63 licenses. Louis previously worked at GENESIS GLOBAL TRADING, INC in Stamford, CT and at SVB WEALTH ADVISORY, INC in Menlo Park, CA.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

Stamford, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Louis Miltimore is a financial advisor who has been in the industry since December 22, 1998. Louis is currently registered with Tncp, LLC in Stamford, Connecticut. Louis has passed the Series 7, Series 63, Series 24, Series 79TO, Series 99TO, and SIE exams. Louis has worked for several other firms throughout his career, including Knox Securities Corp., BNY Capital Markets Inc., Dunn Johnston & Company, Inc., HSBC Securities, Inc., James Capel Incorporated, and Samuel Montagu, Inc. Louis is registered in Connecticut.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Procyon Advisors, LLC

location

SHELTON, CT

0 Disclosures

ADVISOR BIO

Louis Gloria is an Investment Advisor Representative, who has been in the industry since 2001. Louis is currently registered with Procyon Advisors, LLC and is actively providing investment advice. Previously, Louis was registered with Purshe Kaplan Sterling Investments, UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley DW Inc. Louis has taken the Series 66, Series 31, Series 7 and SIE exams.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

STAMFORD, CT

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Lourdes C. Manent is an investment professional with experience in the financial services industry. Lourdes has a Series 99TO and SIE license, and is registered with Stifel, Nicolaus & Company, Inc. Lourdes has experience with a variety of investment products and services. Previously, Lourdes worked at NOMURA SECURITIES INTERNATIONAL, INC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

HARTFORD, CT

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Lourdes Rhodes is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Lourdes has been in the industry since September 30, 2012, and has licenses in several states. Lourdes has a Series 7 and SIE, as well as the Uniform Combined State Law Examination (Series 66). Lourdes provides investment advice to a variety of clients, including individuals, businesses, and institutions. Lourdes is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Wells Fargo Clearing Services, LLC

location

NORWALK, CT

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Love K. Malhotra is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Love K. Malhotra has been in the industry since 1997. Love K. Malhotra is registered with the state of Connecticut for both securities and investment advisory services. Prior to Wells Fargo Clearing Services, LLC, Love K. Malhotra was employed by First Union Brokerage Services, Inc. in Charlotte, North Carolina. Love K. Malhotra currently provides services to clients in Norwalk, Connecticut.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

MML Investors Services, LLC

location

SHELTON, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Lucas Gifford is a registered representative with MML Investors Services, LLC. Lucas has been in the financial services industry since March 2023. Lucas holds the Series 7TO and SIE licenses. Lucas is located at 6 CORPORATE DRIVE, SHELTON, CT 06484.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

LPL Financial LLC

location

BERLIN, CT

experience

28 Years Experience

disclosure

4 Disclosures

ADVISOR BIO

Lucas Alexander Van zandt is an investment advisor representative with LPL Financial LLC. Lucas has been in the securities industry since 1996. Lucas specializes in working with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Lucas is registered with the following states: California, Colorado, Connecticut, Florida, Illinois, Maine, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, South Carolina, Texas, and Vermont. Lucas is also registered with FINRA and the state of Connecticut as an investment advisor representative. Lucas is a Series 7, Series 6, Series 63, and Series 65 licensed professional. Lucas is committed to providing clients with personalized financial advice and investment management services to help clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Raymond James Financial Services Advisors, Inc.

location

Branford, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Lucas Mainiero is a financial advisor with Raymond James Financial Services Advisors, Inc. Lucas has over 9 years of experience in the financial services industry. Lucas holds Series 66, Series 10, Series 9, SIE, and Series 7 licenses. Lucas's current registrations are active in Connecticut and Texas. Lucas is registered with FINRA as well as the state of Connecticut. Lucas specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisors. Lucas also offers portfolio management services for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
HOURLY & FIXED RATE CONSULTATIONS

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