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Financial Advisors in Connecticut
11,410 Results
Unclaimed
location

Ridgefield, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Mary McCafferty is an investment advisor representative with Morgan Stanley, located in Ridgefield, CT. Mary has been active in the securities industry since 2017 and is registered in 48 states. Mary has experience in providing financial planning, portfolio management, and asset allocation advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

LPL Financial LLC

location

MONROE, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Mary Bridget Walsh is a registered representative with LPL Financial LLC. Mary has been in the financial services industry since 2012 and holds the Series 6, Series 63 and SIE licenses. Mary previously worked for PEOPLE'S SECURITIES, INC.. LPL Financial LLC is a registered broker-dealer and investment advisor, with more than $50 billion in assets under management. The firm provides a wide range of financial products and services to individual investors, corporations, and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Northwestern Mutual Investment Services, LLC

location

Stamford, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Mary Catherine Parr is a Registered Representative and Investment Adviser Representative with Northwestern Mutual Investment Services, LLC. Mary Catherine Parr has been in the securities industry since 2005. Mary Catherine Parr is registered in 11 states. Mary Catherine Parr is also a 33% owner of an investment property. Mary Catherine Parr previously worked with New England Securities.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed

William J. Mayer Securities, LLC

location

GREENWICH, CT

experience

36 Years Experience

0 Disclosures

ADVISOR BIO

Mary Beth Quinn is a registered representative at William J. Mayer Securities, LLC. Mary Beth Quinn has been in the securities industry since August 22, 1989. Mary Beth Quinn is registered in Connecticut. Mary Beth Quinn holds the following securities licenses: Series 3, Series 7, Series 63, Series 79TO, Series 99TO and SIE. Mary Beth Quinn is also registered with FINRA and the state of Connecticut.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Wells Fargo Clearing Services, LLC

location

GREENWICH, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Mary D Roland is a financial advisor with over 20 years of experience in the industry. Mary has been registered with Wells Fargo Clearing Services, LLC since 2016. Prior to this, Mary worked for a number of other firms, including Northwestern Mutual Investment Services, LLC, Westport Resources Investment Services, Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Mary holds Series 6, 7, 63 and 66 licenses. Mary is currently licensed in 27 states and her firm is headquartered in St. Louis, MO.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Tiaa-Cref Individual & Institutional Services, LLC

location

HAMDEN, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Mary Dyer Landsfield is a financial professional with over five years of experience in the financial services industry. She has a Series 7TO, Series 63, Series 6, and Series 65 license. Mary is currently registered with TIAA-CREF Individual & Institutional Services, LLC. Previously, Mary was registered with MML Investors Services, LLC. Mary has experience working with individual investors, corporations, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

UBS Financial Services Inc.

location

HARTFORD, CT

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Mary White is a financial professional with over 15 years of experience in the industry. She is currently registered with UBS Financial Services Inc. and has a Series 7, Series 9, Series 10 and Series 63 license. Mary provides financial advice to a wide range of clients, including individuals, families, corporations and charitable organizations. She is committed to helping her clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed
location

WINDSOR, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Mary Kathryn Thompson is a financial advisor registered with Edward Jones. Mary Kathryn is based in WINDSOR, CT and has been in the industry since 2023. Mary Kathryn is licensed to provide financial advice in 12 states and holds Series 66, SIE, and Series 7TO licenses. Mary Kathryn has experience working with a variety of clients, including individuals, families, businesses, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Natwest Markets Securities Inc.

location

STAMFORD, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Mary Ann Scott is a Registered Representative with Natwest Markets Securities Inc. She has been in the securities industry since June 1, 2000, and holds the Series 7 and SIE licenses. Mary Ann has a branch office in Stamford, CT.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Wells Fargo Clearing Services, LLC

location

GREENWICH, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Mary Ann Hintz is a financial advisor registered with Wells Fargo Clearing Services, LLC. Mary Ann has been in the financial industry since December 16, 2000. She is licensed in 45 states and is active in both broker-dealer and investment advisor capacities. Mary Ann has previously been registered with Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., and Morgan Stanley & Co., Incorporated. Mary Ann holds Series 63, 7, and SIE licenses and has experience providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for both businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

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