Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wagner is a financial professional with over 16 years of experience in the industry. Thomas is currently registered with VP Distributors LLC and holds Series 6, 7, 24, and 26 licenses. Thomas has previously been employed by Prudential Investment Management Services LLC and Hartford Investment Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
12/10/2013 - Present
VP Distributors LLC (HARTFORD CT)
CT
09/11/2013 - 10/03/2013
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
PA
06/24/2005 - 10/01/2012
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)
BC
Issued 06/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 02/14/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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