Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Patrick Casey is a financial advisor with Edward Jones, a firm that manages over $800 billion in assets. Thomas Patrick Casey is a registered representative with the firm and holds Series 63, 66, 7, and 55 licenses. Thomas Patrick Casey has been in the financial services industry since 1998 and specializes in offering financial planning, portfolio management, and pension consulting to a range of clients, including individuals, businesses, and retirement plans. Thomas Patrick Casey has held prior positions at BMO Capital Markets Corp., RBC Capital Markets Corporation, Morgan Stanley & Co., Incorporated, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
12/27/2018 - Present
Edward Jones (Ridgefield CT)
NY
07/21/2010 - 07/19/2011
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
02/29/2008 - 03/19/2010
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
06/20/2007 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
05/01/2000 - 06/08/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
05/15/1996 - 06/08/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 09/06/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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