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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Charles Davis is an investment advisor representative with Ameriprise Financial Services, LLC. Theodore has been in the financial industry since 2008 and holds both Series 65 and 66 securities licenses. Theodore's career began at Citigroup Global Markets Inc. followed by Morgan Stanley Smith Barney. Theodore specializes in providing financial planning, asset allocation, and investment management services to individuals, businesses, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies. Theodore is registered to offer securities and investment advisory services in 31 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
10/06/2020 - Present
Ameriprise Financial Services, LLC (North Haven CT)
CT
06/01/2009 - 08/19/2011
MORGAN STANLEY SMITH BARNEY (WESTPORT CT)
CT
11/18/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WESTPORT CT)
BOTH
Issued 12/08/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/16/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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