Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore De giacomo is a financial advisor with over 20 years of experience in the securities industry. Theodore has held various roles at prominent financial institutions, including T3 Trading Group, LLC and World-Xecution Strategies. Theodore is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Theodore is a Series 7, 9, 24, 55, 63, 66, and SIE licensed professional. Theodore offers a range of services to individuals and businesses, including investment advice, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/14/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SOUTHBURY CT)
NY
11/20/2019 - 09/08/2023
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
02/23/2016 - 02/21/2020
OPEN TO THE PUBLIC INVESTING, INC. (New York NY)
NY
11/18/2015 - 01/07/2019
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
05/16/2012 - 06/16/2016
WORLD-XECUTION STRATEGIES (NEW YORK NY)
NY
01/30/2012 - 11/07/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
NY
04/12/2012 - 04/18/2012
DIMENSION SECURITIES, LLC (NEW YORK NY)
NY
04/27/2011 - 01/10/2012
DIMENSION TRADING GROUP, LLC (NEW YORK NY)
NY
09/26/2011 - 12/22/2011
DIMENSION SECURITIES, LLC (NEW YORK NY)
NY
03/10/2009 - 04/17/2009
DIMENSION SECURITIES, LLC (NEW YORK NY)
NY
01/01/2005 - 02/22/2008
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (ELMSFORD NY)
NY
10/24/2001 - 04/23/2004
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NY
12/07/1999 - 09/17/2001
ON-SITE TRADING, INC. (GREAT NECK NY)
NY
05/14/1999 - 12/20/1999
CARLIN EQUITIES CORP. (NEW YORK NY)
BOTH
Issued 07/17/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/31/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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