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Financial Advisors in Connecticut
11,410 Results
Unclaimed

UBS Financial Services Inc.

location

HARTFORD, CT

experience

21 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Scott Mintz is a financial advisor registered with UBS Financial Services Inc. Scott has been in the industry since 2004 and has been registered in Connecticut since June 2004. Scott is also registered in Texas, where Scott has a residential registration. Scott offers a range of financial services, including financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisors, portfolio management for businesses, portfolio management for individuals, portfolio management for investment companies and portfolio management for pooled investment vehicles. Scott has received his Series 66, Series 7 and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Scott Darcy is a financial professional with over 20 years of experience in the industry. Scott is currently registered with Voya Financial Partners, LLC, and has previously worked with MML Investors Services, LLC, MML Distributors, LLC and MML Investors Services, INC.. Scott has a Series 6, Series 26, Series 63 and SIE license. Scott has a focus on investment company products/variable contracts.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

Westport, CT

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Scott J. Panza is an investment advisor representative who has been in the industry since 2022. Scott is registered with Morgan Stanley, and holds both Series 7 and Series 66 licenses. Scott is licensed in multiple states, including Connecticut, Texas, and several others. Scott has previous experience with various firms, including Contrarian Capital Management, Incapture Investments LLC, and Guggenheim Fund Solutions. Scott offers a range of financial services, including investment advice, portfolio management, financial planning, pension consulting, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Voya Financial Advisors, Inc.

location

WINDSOR, CT

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Scott Stimson is an Investment Advisor Representative with Voya Financial Advisors, Inc. Scott is a seasoned professional with a long history in the financial industry, having been active since 1996. Scott is registered to provide investment advice in Connecticut, New York, and Texas. Scott also holds Series 6, 7, 63, and 65 licenses and has earned the SIE designation. Scott has previously worked with ING Financial Advisors, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company and Tower Square Securities, Inc.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Scott Dwyer is a financial professional with over 10 years of experience in the industry. Scott is currently registered with Prudential Annuities Distributors, Inc. in Shelton, CT and holds Series 6, 26, and 63 licenses. Scott previously worked at PRUCO SECURITIES, LLC. in Plymouth, Minnesota, and has been registered in Minnesota.

SPECIALIZATIONS

No specializations listed.

Unclaimed

State Farm VP Management Corp.

location

Middlefield, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Scott Beatty is a financial professional with over 20 years of experience in the industry. He is a registered representative with State Farm VP Management Corp. and holds the Series 6, Series 63, and SIE licenses. Scott is currently licensed in New York.

SPECIALIZATIONS

No specializations listed.

Unclaimed

VP Distributors LLC

location

HARTFORD, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Scott Mcbride Sample is a financial advisor with VP Distributors LLC. Scott holds the Series 3, Series 7, Series 24 and Series 63 licenses, along with the SIE exam. He previously worked at Natixis Distribution, LLC, Quasar Distributors, LLC and John Hancock Investment Management Distributors LLC. Scott has been in the financial services industry since March 20, 2018.

SPECIALIZATIONS

No specializations listed.

Unclaimed

UBS Financial Services Inc.

location

HARTFORD, CT

experience

31 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Scott Timko is an Investment Advisor Representative with UBS Financial Services Inc. Scott has been in the securities industry since August 7, 1994 and is currently registered in Connecticut and Texas. Scott is a graduate of the University of Connecticut and has a strong track record of success in the financial services industry. Scott is committed to providing clients with personalized financial advice and strategies that are tailored to their individual needs and goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Envestnet PMC | CFP ® (Certifications)

location

EASTON, CT

0 Disclosures

ADVISOR BIO

Scott Pearlman is a financial advisor at Envestnet PMC in Easton, Connecticut. Scott has over 20 years of experience in the financial services industry. Prior to joining Envestnet PMC, Scott worked at Blackrock Investments, LLC and Morgan Stanley Smith Barney. Scott is a Certified Financial Planner and holds the Series 7 and Series 66 licenses. Scott specializes in providing investment advice to individuals, corporations and charitable organizations.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
OVERLAY PORTFOLIO MANAGEMENT
Publication of Financial Periodicals
Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Scott Pawlich is a financial advisor with Voya Financial Partners, LLC, based in Windsor, CT. Scott has been in the financial industry since July 19, 2001. Scott has a strong background in the financial industry, with prior experience at firms such as American Century Investment Services Inc., Prudential Investment Management Services LLC, OneAmerica Securities, Inc., Diversified Investors Securities Corp., and MML Investors Services, Inc. Scott holds the Series 66, SIE, and Series 7 licenses.

SPECIALIZATIONS

No specializations listed.

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