Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shuxian? Claim Your ProfileShuxian Hong is a registered representative with Asl Capital Markets Inc. Shuxian holds Series 7, Series 99 and Series 63 licenses. Shuxian has been in the securities industry since April 28, 2024. The firm is located at 600 Summer Street, Suite 402 in Stamford, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
04/29/2024 - Present
ASL Capital Markets Inc. (STAMFORD CT)
BC
Issued 05/31/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/27/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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