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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Morgan Stanley

location

West Hartford, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Seth Griffin Moran is an active investment advisor representative with Morgan Stanley, registered in 47 states and 2 districts. Seth holds Series 7, SIE and Series 66 licenses. Seth has been in the industry since December 14, 2017. The Morgan Stanley branch office that Seth is associated with is located in West Hartford, CT.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Knights OF Columbus Asset Advisors LLC

location

NEW HAVEN, CT

0 Disclosures

ADVISOR BIO

Seth Myhre is an investment advisor representative registered with Knights of Columbus Asset Advisors LLC. Seth has been in the financial services industry since October 2008. Seth is registered to provide investment advice in Minnesota and South Dakota. Seth also holds the Series 65 license. Seth's firm has a strong focus on providing investment advice to a diverse range of clients, including individuals, pooled investment vehicles, investment companies, and charitable organizations. Seth's firm offers a variety of services, including portfolio management, financial planning, and selection of other advisors.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Buckler Securities LLC

location

Greenwich, CT

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Seth Goldberg is a financial professional with over 30 years of experience in the industry. Seth currently works as a registered representative at Buckler Securities LLC, where he has been employed since January 2024. Seth's previous roles include positions at NATWEST MARKETS SECURITIES INC., SCOTIA CAPITAL (USA) INC., TD SECURITIES (USA) LLC, UBS SECURITIES LLC, SBC WARBURG, INC., and SMITH BARNEY SHEARSON INC. Seth holds the Series 7, Series 63, and SIE licenses. Seth is licensed in Arizona, California, Connecticut, Delaware, Florida, Illinois, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Wisconsin.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Kovitz Investment Group Partners, LLC | CFA ® (Certifications)

location

Greenwich, CT

0 Disclosures

ADVISOR BIO

Seth Appel is a registered Investment Advisor Representative with Kovitz Investment Group Partners, LLC. Seth holds the designation of Chartered Financial Analyst. Seth has experience in the industry since July 1997 and has been with the current firm since June 2024. Seth has had several other roles in the industry including positions at Wexford Capital, Unicus Research, NorthCoast Asset Management and Independent Consultant. Seth focuses on investment advisory services for high-net-worth individuals, corporations, trusts, and other entities. The firm also provides various advisory services such as portfolio management, financial planning, and other related services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
CREDIT, CASH AND INSURANCE SOLUTIONS, FAMILY OFFICE SERVICES, CORPORATE EXECUTIVE SERVICES
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed
location

Stamford, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Seth Huber is a financial professional with over 20 years of experience in the financial industry. Seth is currently registered with Cowen AND Co. Seth holds a variety of licenses, including Series 7, Series 63, Series 55 and Series 57.

SPECIALIZATIONS

No specializations listed.

Unclaimed

UBS Financial Services Inc.

location

NEW LONDON, CT

experience

25 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Seth Christopher Adams is a financial advisor who has been in the industry since 1999. He is currently registered with UBS Financial Services Inc. in New London, CT. Seth has held prior positions with Morgan Stanley and Merrill Lynch. Seth's specializations include securities, commodities, futures, options, and investment advisory services. He has a strong background in financial planning and portfolio management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Goldman Sachs & Co. LLC

location

NORWALK, CT

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Shaanan Ethan Domschine is a registered representative with Goldman Sachs & Co. LLC. Shaanan has been in the financial industry since 2023 and specializes in providing financial advice to a wide range of clients. Shaanan is currently licensed in all 50 states and the District of Columbia.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Northwestern Mutual Investment Services, LLC

location

Hartford, CT

0 Disclosures

ADVISOR BIO

Shade Hewitt is a financial professional associated with Northwestern Mutual Investment Services, LLC. Shade holds a Series 63 license and a Series 6TO license in Connecticut. Shade has been in the industry since May 10, 2024.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Shahroze Khan is a financial advisor with Voya Financial Partners, LLC in Windsor, CT. Shahroze has been in the industry since 2020 and is licensed to sell securities in Virginia. Shahroze's previous experience includes working at Mutual of America Securities LLC, Mutual of America Life Insurance Company, and T. Rowe Price Investment Services, Inc. Shahroze holds the Series 63, Series 6TO, and SIE licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed

J.p. Morgan Securities LLC

location

DANBURY, CT

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Shailyn Rodriguez-espinal is a registered representative with J.P. Morgan Securities LLC. Shailyn is licensed in Connecticut, Nevada, New Jersey and New York. Rodriguez-espinal holds the Series 6, Series 63 and SIE licenses. Shailyn is a financial professional with over 5 years of experience in the industry and specializes in providing financial advice to clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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