Unclaimed
Sidney Frances Smith is a financial professional with over 5 years of experience in the industry. Sidney is currently registered with Franklin Distributors, LLC, a firm headquartered in Stamford, Connecticut. Sidney holds the Series 7TO, SIE, and Series 24 licenses. Prior to joining Franklin Distributors, LLC, Sidney was affiliated with Putnam Retail Management Limited Partnership, Franklin Templeton Financial Services Corp., Templeton/Franklin Investment Services, INC., and Franklin/Templeton Distributors, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
02/24/2021 - Present
Franklin Distributors, LLC (STAMFORD CT)
MA
01/03/2024 - 07/03/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
FL
03/15/2021 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (ST. PETERSBURG FL)
FL
03/15/2021 - 07/07/2021
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (ST. PETERSBURG FL)
FL
12/12/2018 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
BC
Issued 04/17/2019
Series 24 - General Securities Principal Examination
BC
Issued 12/12/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/16/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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