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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed
location

CHATSWORTH, CA

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Mark Allen Fishlowitz is a financial advisor at Edward Jones with over 20 years of experience in the industry. Mark is registered with the state of California as both a broker-dealer and an investment advisor representative. Mark is also registered as an investment advisor representative in Texas. Mark has a strong track record of success in helping clients achieve their financial goals. Mark has a special interest in providing financial planning services, pension consulting, and portfolio management. Mark has experience working with a variety of clients, including individuals, businesses, and retirement plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Centaurus Financial, Inc.

location

ANAHEIM, CA

experience

7 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Mark William Nenninger is a financial advisor associated with Centaurus Financial, Inc. Mark has been in the financial services industry since August 2017. Mark is registered with the state regulators of Colorado and Wyoming. Mark is also registered with the Financial Industry Regulatory Authority (FINRA). Centaurus Financial, Inc. is an investment advisory firm registered with the SEC. The firm has offices in Anaheim, CA and Denver, CO.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Publication of Financial Periodicals
Unclaimed

Raymond James & Associates, Inc.

location

SAN RAFAEL, CA

experience

34 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Mark Rubin is a financial advisor with Raymond James & Associates, Inc. Mark has been in the financial services industry since March 1991. Mark holds Series 7, 63, and 65 securities licenses. Mark has been registered with Raymond James & Associates, Inc. since March 2016. Mark has prior experience with Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association and Citigroup Global Markets Inc. Mark's primary office is located at 4000 Civic Center Drive, Suite 500, SAN RAFAEL, CA 94903.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Osaic Wealth, Inc.

location

MISSION VIEJO, CA

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

Mark Wagner is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with Osaic Wealth, Inc. and has previously been registered with Signator Investors, Inc. and Transamerica Financial Advisors, Inc. Mark's experience includes providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Mark is a licensed investment advisor and has passed the Series 63, Series 65, and Series 26 examinations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Capital Group Private Client Services, Inc.

location

LOS ANGELES, CA

disclosure

1 Disclosures

ADVISOR BIO

Mark William Flower is a financial advisor who has been working in the industry since 1994. Mark is currently registered with Capital Group Private Client Services, Inc. and has been with the firm since July 2021. Mark has previously worked at UBS Paine Webber Inc., Olde Discount Corporation and Wells Fargo Investments, LLC. Mark holds the Series 63, Series 65, Series 7, Series 8, Series 9, Series 10 and SIE licenses. Mark specializes in providing financial advice to corporations, charitable organizations, high net worth individuals, pooled investment vehicles, pension and profit sharing plans and other investment advisors.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

LPL Financial LLC

location

SANTA ROSA, CA

experience

46 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Mark Allan Walsvick is a financial advisor with over 40 years of experience in the industry. Mark currently works for LPL Financial LLC and is registered with the state of California as well as Texas. Mark previously worked at Associated Securities Corp., Legacy Financial Services, Inc., Oak Tree Securities, Inc., Consolidated Investment Services, Inc., Planned Investments Inc., Financial Planners Equity Corporation and Protected Investors of America. Mark has a wide range of experience, including financial planning, portfolio management and consulting. Mark is a member of the Securities Industry and Financial Markets Association (SIFMA) and holds the Series 66, Series 24, Series 7, Series 1 and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Cetera Investment Advisers LLC

location

Encino, CA

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Mark William Deakins is a financial advisor with over 11 years of experience in the industry. Mark is currently registered with Cetera Investment Advisers LLC, and provides financial services in both California and Texas. Mark has been registered with Cetera Investment Advisers LLC since June 2023. Previously, Mark was registered with LPL FINANCIAL LLC from January 2014 until December 2022. Mark specializes in providing financial advice to individuals and businesses, including financial planning, portfolio management, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Westside Investment Management, LLC

location

SANTA MONICA, CA

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Mark Leonard Cohen is an investment advisor representative with Westside Investment Management, LLC. Mark has been in the industry since 1987 and has experience working with high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and individuals other than high-net-worth clients. Mark is registered in 13 states and holds Series 6, 7, 63, and 65 licenses. Mark's firm offers financial planning, portfolio management for businesses and individuals, and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Hsbc Securities (usa) Inc. | CFP ®,CFC ® (Certifications)

location

Arcadia, CA

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Mark Chen is a financial professional with over 10 years of experience in the financial services industry. Mark is currently registered with HSBC Securities (USA) Inc. and holds Series 6, 7, 63, 65, and 66 licenses. Mark is a Certified Financial Planner™ and a Chartered Financial Consultant. Mark has a long history of working with individual investors, businesses, and pooled investment vehicles. Mark has previously been registered with Edward Jones, Unionbanc Investment Services, LLC, and MetLife Securities Inc.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL
Portfolio Management for Pooled Investment Vehicles
Unclaimed

LPL Financial LLC

location

EUREKA, CA

experience

31 Years Experience

disclosure

6 Disclosures

ADVISOR BIO

Mark Alan Gorge is a financial advisor with over 28 years of experience in the industry. Mark is currently registered with LPL Financial LLC as a Registered Representative and an Investment Advisor Representative. Mark has been with LPL Financial since May 2022 and previously worked with CUNA Brokerage Services, Inc. and Wells Fargo Advisors Financial Network, LLC. Mark holds several professional licenses and designations, including Series 7, Series 24, Series 31, and Series 63.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

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