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Mark Leonard Cohen

Westside Investment Management, LLC

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About Mark Leonard Cohen

Mark Leonard Cohen is an investment advisor representative with Westside Investment Management, LLC. Mark has been in the industry since 1987 and has experience working with high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and individuals other than high-net-worth clients. Mark is registered in 13 states and holds Series 6, 7, 63, and 65 licenses. Mark's firm offers financial planning, portfolio management for businesses and individuals, and selection of other advisors.

Firm Information

Mark Cohen is currently registered with Westside Investment Management, LLC. Westside Investment Management, LLC is a Santa Monica, CA-based registered investment advisor with over $659 million in regulatory assets under management. The firm provides financial planning, portfolio management for individuals and businesses, and selection of other advisers for a wide range of clients including individuals, businesses, pension and profit-sharing plans, and charitable organizations.
Westside Investment Management, LLC

2444 WILSHIRE BLVD

SANTA MONICA, CA 90403

$659.44M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Cohen’s Registration & Firm History

CA

08/31/2010 - Present

Westside Investment Management, LLC (SANTA MONICA CA)

CA

06/01/2009 - 07/09/2009

MORGAN STANLEY SMITH BARNEY (BEVERLY HILLS CA)

CA

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (BEVERLY HILLS CA)

CA

01/14/1999 - 04/02/2007

MORGAN STANLEY DW INC. (BEVERLY HILLS CA)

NY

04/13/1995 - 01/20/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

RI

07/22/1992 - 03/28/1995

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

CA

03/27/1992 - 07/09/1992

WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)

TX

09/24/1990 - 07/31/1991

MMAR GROUP, INC. (HOUSTON TX)

NA

10/06/1988 - 12/05/1990

G. R. PHELPS & CO., INC.

NA

11/04/1985 - 12/01/1987

PRUCO SECURITIES CORPORATION

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Licenses & Designations

IA

Issued 05/11/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/02/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/1990

Series 7 - General Securities Representative Examination

BC

Issued 11/01/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Leonard Cohen.
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