Unclaimed
Mark Leonard Cohen is an investment advisor representative with Westside Investment Management, LLC. Mark has been in the industry since 1987 and has experience working with high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and individuals other than high-net-worth clients. Mark is registered in 13 states and holds Series 6, 7, 63, and 65 licenses. Mark's firm offers financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/31/2010 - Present
Westside Investment Management, LLC (SANTA MONICA CA)
CA
06/01/2009 - 07/09/2009
MORGAN STANLEY SMITH BARNEY (BEVERLY HILLS CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BEVERLY HILLS CA)
CA
01/14/1999 - 04/02/2007
MORGAN STANLEY DW INC. (BEVERLY HILLS CA)
NY
04/13/1995 - 01/20/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
RI
07/22/1992 - 03/28/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
CA
03/27/1992 - 07/09/1992
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
TX
09/24/1990 - 07/31/1991
MMAR GROUP, INC. (HOUSTON TX)
NA
10/06/1988 - 12/05/1990
G. R. PHELPS & CO., INC.
NA
11/04/1985 - 12/01/1987
PRUCO SECURITIES CORPORATION
IA
Issued 05/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1990
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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