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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

LPL Financial LLC

location

LaJolla, CA

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Mark Edwin Thorne is a financial advisor at LPL Financial LLC with over 30 years of experience in the industry. Thorne is registered to provide investment advice in California and Wisconsin. Thorne is also registered as a Registered Representative in eleven states, including Alabama, Alaska, Arizona, California, Idaho, Illinois, Kansas, Kentucky, Minnesota, Texas, and Wisconsin. Thorne has previously worked at SII INVESTMENTS, INC., PARK AVENUE SECURITIES LLC, GUARDIAN INVESTOR SERVICES CORPORATION, DREHER & ASSOCIATES, INC. and HAMILTON INVESTMENTS, INC. Thorne holds the Series 6, Series 7, and Series 63 licenses. Thorne specializes in providing financial planning, consulting and other non-discretionary advisory services, educational seminars, and selection of other advisors. Thorne provides portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Fort Point Capital Partners LLC | CFP ® (Certifications)

location

SAN FRANCISCO, CA

disclosure

4 Disclosures

ADVISOR BIO

Mark Allan Anderson is a financial advisor with Fort Point Capital Partners LLC, a firm based in San Francisco. Mark has been in the industry for over 30 years. Mark has also been an investment advisor representative at Lakeside North Capital Advisors, LLC, a firm based in San Rafael. Mark's experience spans several firms including FORESIDE FUND SERVICES, LLC and AMERICAN INVESTORS COMPANY. Mark specializes in providing financial planning and portfolio management for high-net-worth individuals, as well as pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

UBS Financial Services Inc.

location

LOS ANGELES, CA

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Mark Thompson is a financial advisor registered with UBS Financial Services Inc. since March 2012. Mark has been in the financial industry since November 2011. Mark is licensed in 32 states and the District of Columbia.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Wedbush Securities Inc.

location

LOS ANGELES, CA

experience

33 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Mark Scott Rogers is an investment advisor representative with over 27 years of experience in the financial services industry. Mark is registered in California and Utah. Mark has held registrations with Edward Jones, Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Wall Street Corp., and Wedbush Securities Inc. Mark specializes in providing portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Pasadena, CA

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Mark Suffredini is a financial advisor with Morgan Stanley. Mark has been in the financial industry since 1994. Mark is registered with the state of California as an Investment Advisor Representative and with the state of Texas as an Investment Advisor Representative. Mark has been a Registered Representative since 1994. Mark's previous employment was with CITIGROUP GLOBAL MARKETS INC. in BOSTON, MA. Mark holds the Series 3, 7, 9, 10, 31, 63, and 65 licenses and is a holder of the SIE exam.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

MD Wealth Partners, Inc.

location

WESTLAKE VILLAGE, CA

0 Disclosures

ADVISOR BIO

Mark Wendell is an Investment Advisor Representative with MD Wealth Partners, Inc. based in Westlake Village, CA. Mark has been in the securities industry since 1994. He has a Series 7, Series 63, and Series 65 licenses and has worked with various firms in the past, including PLANMEMBER SECURITIES CORPORATION, WESCOM FINANCIAL SERVICES, and EDWARD D. JONES & CO., L.P. Mark also has experience in the insurance industry as an owner of MD WENDELL WEALTH PARTNERS. Mark's focus is on providing financial planning and portfolio management services to individuals and businesses, and his firm has a strong reputation for providing high-quality financial advice.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Integrated Wealth Concepts LLC

location

SAN DIEGO, CA

0 Disclosures

ADVISOR BIO

Mark Welsh is a registered investment advisor representative with Integrated Wealth Concepts LLC. Mark has a total of 18 years of experience in the financial services industry. Mark previously worked at Torrey Pines Securities, Inc., NexCore Capital, Inc., Countrywide Investment Services, Inc., Farmers Financial Solutions, LLC, UBS Financial Services Inc., Prudential Securities Incorporated, Smith Barney Inc., and Lehman Brothers Inc. Mark is licensed in California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

RIVERSIDE, CA

experience

21 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Mark Nunez Garcia is a financial advisor with Wells Fargo Clearing Services, LLC. Mark has been in the financial services industry since 2003. Mark is registered in Arizona, California, Hawaii, Idaho, Nebraska, Nevada, New Mexico, North Carolina, Texas and Washington. Mark has a Series 7 and Series 66 license and the Securities Industry Essentials (SIE) exam. Mark's prior employment includes Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Investment Services, Inc..

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed
location

San Francisco, CA

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Mark Ronald Langner is an investment advisor representative with over 20 years of experience in the financial industry. Mark Langner has a Series 7, Series 24, Series 63 and Series 65 license. Mark is registered with Morgan Stanley. Previously, Mark Langner was registered with DELAFIELD HAMBRECHT, INC., EPOCH PARTNERS, J.P. MORGAN SECURITIES INC., and HAMBRECHT & QUIST LLC. Mark Langner's professional experience includes time at Morgan Stanley Private Bank, National Association. Mark Langner has passed the Securities Industry Essentials Examination (SIE). Mark Langner is a registered investment advisor in California and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

LPL Financial LLC

location

ANAHEIM, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Mark Otis Givenrod is a financial advisor with LPL Financial LLC. Mark has been in the financial services industry since December 2004. Mark holds the Series 66, SIE and Series 7 licenses. Mark has also been registered as an Investment Advisor Representative in 18 states. Mark has a history of working at CUNA Brokerage Services, Inc. and CUSO Financial Services, L.P.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

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