Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Allan Walsvick is a financial advisor with over 40 years of experience in the industry. Mark currently works for LPL Financial LLC and is registered with the state of California as well as Texas. Mark previously worked at Associated Securities Corp., Legacy Financial Services, Inc., Oak Tree Securities, Inc., Consolidated Investment Services, Inc., Planned Investments Inc., Financial Planners Equity Corporation and Protected Investors of America. Mark has a wide range of experience, including financial planning, portfolio management and consulting. Mark is a member of the Securities Industry and Financial Markets Association (SIFMA) and holds the Series 66, Series 24, Series 7, Series 1 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/22/2013 - Present
LPL Financial LLC (SANTA ROSA CA)
CA
02/13/2004 - 09/08/2009
ASSOCIATED SECURITIES CORP. (SANTA ROSA CA)
CA
12/08/2000 - 02/17/2004
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
CA
02/21/1995 - 12/15/2000
OAK TREE SECURITIES, INC. (LIVERMORE CA)
CO
04/11/1992 - 02/13/1995
CONSOLIDATED INVESTMENT SERVICES, INC. (LITTLETON CO)
GA
08/22/1985 - 04/07/1992
PLANNED INVESTMENTS INC. (ATLANTA GA)
NA
04/06/1984 - 08/22/1985
FINANCIAL PLANNERS EQUITY CORPORATION
NA
04/04/1979 - 04/02/1984
PROTECTED INVESTORS OF AMERICA
BOTH
Issued 03/06/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/27/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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