Unclaimed
Mark William Flower is a financial advisor who has been working in the industry since 1994. Mark is currently registered with Capital Group Private Client Services, Inc. and has been with the firm since July 2021. Mark has previously worked at UBS Paine Webber Inc., Olde Discount Corporation and Wells Fargo Investments, LLC. Mark holds the Series 63, Series 65, Series 7, Series 8, Series 9, Series 10 and SIE licenses. Mark specializes in providing financial advice to corporations, charitable organizations, high net worth individuals, pooled investment vehicles, pension and profit sharing plans and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
07/01/2021 - Present
Capital Group Private Client Services, Inc. (LOS ANGELES CA)
CA
01/03/2011 - 03/30/2021
WELLS FARGO CLEARING SERVICES, LLC (WALNUT CREEK CA)
CA
09/25/2002 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (WALNUT CREEK CA)
NJ
09/20/1996 - 10/01/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MI
06/29/1994 - 10/09/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 08/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/14/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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