Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Wagner is an investment advisor representative who has been in the financial services industry since 1987. Mark is currently registered with Osaic Wealth, Inc. and has been with the firm since November 2, 2018. Prior to joining Osaic Wealth, Inc., Mark was registered with Signator Investors, Inc. from May 13, 2016 to November 2, 2018. Mark has also held previous registrations with Transamerica Financial Advisors, Inc., Hartford Equity Sales Company Inc., American United Life Insurance Company, John Hancock Mutual Life Insurance Company, Aetna Capital Management, Inc., Aetna Life Insurance and Annuity Company, Dean Witter Reynolds Inc., and Prudential-Bache Securities Inc. Mark holds Series 7, Series 26, Series 63, and Series 65 licenses and is registered with the state of California. Mark also coaches high school baseball and owns RMC Financial Services.
MISSION VIEJO, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/02/2018 - Present
Osaic Wealth, Inc. (MISSION VIEJO CA)
CA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (MISSION VIEJO CA)
CA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (MISSION VIEJO CA)
CA
07/24/2003 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (MISSION VIEJO CA)
CT
09/22/1999 - 09/12/2002
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IN
05/10/1995 - 07/13/1999
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
MA
01/29/1993 - 10/18/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
CT
10/21/1991 - 06/01/1992
AETNA CAPITAL MANAGEMENT, INC. (HARTFORD CT)
CT
04/25/1990 - 06/01/1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NA
01/27/1988 - 10/24/1988
DEAN WITTER REYNOLDS INC.
NA
03/22/1984 - 02/04/1988
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 3/28/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/17/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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