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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Wagner is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with Osaic Wealth, Inc. and has previously been registered with Signator Investors, Inc. and Transamerica Financial Advisors, Inc. Mark's experience includes providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Mark is a licensed investment advisor and has passed the Series 63, Series 65, and Series 26 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/02/2018 - Present
Osaic Wealth, Inc. (MISSION VIEJO CA)
CA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (MISSION VIEJO CA)
CA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (MISSION VIEJO CA)
CA
07/24/2003 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (MISSION VIEJO CA)
CT
09/22/1999 - 09/12/2002
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IN
05/10/1995 - 07/13/1999
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
MA
01/29/1993 - 10/18/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
CT
10/21/1991 - 06/01/1992
AETNA CAPITAL MANAGEMENT, INC. (HARTFORD CT)
CT
04/25/1990 - 06/01/1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NA
01/27/1988 - 10/24/1988
DEAN WITTER REYNOLDS INC.
NA
03/22/1984 - 02/04/1988
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 03/28/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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