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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Wells Fargo Clearing Services, LLC

location

WALNUT CREEK, CA

experience

42 Years Experience

disclosure

5 Disclosures

ADVISOR BIO

Tommie Lafayette Murphy is a financial advisor with over 30 years of experience in the industry. Currently, Tommie is a registered representative of Wells Fargo Clearing Services, LLC and a registered investment advisor representative for Wells Fargo Advisors, LLC. Tommie has held previous positions with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated and Prudential Securities Incorporated. Tommie is registered to provide investment advice in multiple states. Tommie's specialties include providing investment consulting services to institutional clients and managing portfolios for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Citigroup Global Markets Inc.

location

GARDEN GROVE, CA

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Tommy Tho Tran is a financial advisor with over 15 years of experience in the industry. Tommy is currently registered with Citigroup Global Markets Inc. and is a licensed representative in California. Tommy has experience with a variety of financial services, including investment advice, asset allocation, and portfolio management. Tommy has worked with a diverse range of clients, including high-net-worth individuals, corporations, and charitable organizations. Previously, Tommy has worked with BANCWEST INVESTMENT SERVICES, INC., J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., NATIONAL PLANNING CORPORATION, and AMERIPRISE FINANCIAL SERVICES, INC. Tommy has a strong track record of success in helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed

J.p. Morgan Securities LLC

location

WESTMINSTER, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Tommy Ngoc Lenguyen is a registered representative with J.p. Morgan Securities LLC in WESTMINSTER, CA. Tommy has been working in the securities industry since 2014. Tommy has passed the Series 6, Series 7TO, Series 63 and Series 66 exams. Tommy is registered with the state of California to provide investment advisory services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

CHINO, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Tommy Robert Archuleta is a registered representative with J.P. Morgan Securities LLC. Tommy is licensed in California, having passed the Series 63, Series 6TO, and SIE exams. Tommy specializes in 1, 2, 4, 5, and 6.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Coffeehouse Capital | CFP ® (Certifications)

location

FRESNO, CA

0 Disclosures

ADVISOR BIO

Tommy Lopez is a financial advisor based in Fresno, CA with over 12 years of experience in the financial industry. He has a strong background in both securities and investment advisory, having worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank of America Investment Services, Inc. Currently, Tommy is associated with Coffeehouse Capital, a firm based in Fresno. Tommy is a Certified Financial Planner and holds the Series 66, Series 7, and SIE licenses. He specializes in financial planning and portfolio management for both individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Individuals
Unclaimed

Morgan Stanley | CFP ® (Certifications)

location

Oakland, CA

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Tommy Huynh is a financial advisor with Morgan Stanley. Tommy has been in the financial services industry since December 2015, and has a wide range of experience providing investment advice. Tommy is a Certified Financial Planner, and holds the Series 66, SIE, and Series 7 licenses. Tommy is registered with the Securities and Exchange Commission (SEC) and with the states of Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kansas, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, Wisconsin, and Wyoming. Tommy has previously worked at Citigroup Global Markets Inc., Ameriprise Financial Services, Inc., and JP Morgan Securities LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Morgan Stanley

location

Palo Alto, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Tommy Liu is a financial advisor at Morgan Stanley, with over 18 years of experience in the financial services industry. Tommy is registered with the state of California as an Investment Advisor Representative and is licensed to sell securities in 18 states. Tommy has earned the Series 7, Series 66, and SIE licenses. Tommy's previous experience includes roles at Wells Fargo Advisors and Wells Fargo Investments. Tommy specializes in providing financial planning, investment management, and asset allocation advice to individuals, families, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Cuso Financial Services, LP

location

Redlands, CA

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Tommy Donald Degraw is a financial advisor who has been in the industry since 2015. Tommy is currently registered with Cuso Financial Services, LP in California and Texas. Tommy is also registered in Arizona, Colorado, Idaho, Nevada, New Mexico, Oregon and Texas. Tommy is a licensed Series 7 and 66 representative. Tommy has experience working with individuals, high-net-worth individuals, businesses, and charitable organizations. Prior to Cuso Financial Services, LP, Tommy worked for Edward Jones. Tommy offers a variety of financial services including financial planning, portfolio management, pension consulting, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

BERKELEY, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Tommy Ngo is a registered representative with J.P. Morgan Securities LLC in Berkeley, California. Tommy Ngo is a Series 63, Series 6TO, and SIE licensed professional. Tommy Ngo's registration with the state of California is active. Tommy Ngo specializes in Investment Company and Variable Contracts Products, Mutual Funds, Variable Annuities, Annuities, and Equity Securities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SAN BRUNO, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Tommy Sajutie is a financial advisor who has been in the industry since October 2007. Tommy is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in California and Texas. Tommy has previously worked at WELLS FARGO ADVISORS, LLC and WELLS FARGO INVESTMENTS, LLC in California. Tommy holds the Series 66, Series 7 and SIE exams. Tommy specializes in providing financial advice to high-net-worth individuals, corporations and other businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Tommy offers a range of services, including portfolio management for individuals and businesses, selection of other advisors, educational seminars, pension consulting, and other services.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

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