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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

CARLSBAD, CA

experience

2 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Timothy Anema is an investment advisor representative, currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Timothy Anema has been in the industry since February 14, 2023. Timothy Anema is licensed to sell securities in California, Delaware, District of Columbia, Florida, Maryland, Massachusetts, Missouri, New Jersey, New York, Oklahoma, Pennsylvania, Texas, Virginia, and West Virginia. Timothy Anema has passed the SIE, Series 7TO and Series 66 exams.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

LPL Financial LLC

location

CARLSBAD, CA

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Jason Landry is a financial advisor with LPL Financial LLC, based in Carlsbad, CA. Timothy has been in the financial services industry since 1999. Prior to joining LPL Financial LLC, Timothy worked for Financial Network Investment Corporation in Westlake Village, CA and Centaurus Financial, Inc. in Anaheim, CA. Timothy holds the Series 66, Series 7, and SIE licenses. Timothy is registered with FINRA and the states of California, Colorado, District of Columbia, Florida, Georgia, Idaho, Massachusetts, Minnesota, Oregon, Pennsylvania, Texas, Utah, and Washington. Timothy specializes in providing financial advice to individuals, businesses, and charitable organizations. Timothy is also a registered investment advisor with LPL Financial LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

UBS Financial Services Inc.

location

NEWPORT BEACH, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Thatcher is a financial advisor registered with UBS Financial Services Inc. Timothy has been working in the financial industry since 2007. Timothy holds the Series 66, Series 7 and SIE licenses. Timothy is also registered in 42 states, including California, New York, Texas and Virginia. Timothy provides financial planning and investment advice for individuals, businesses, and institutions. Timothy has over 10 years of experience working with UBS Financial Services Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Leppla Capital Management LLC

location

SAN FRANCISCO, CA

0 Disclosures

ADVISOR BIO

Timothy Gillihan is a Registered Investment Advisor representative. Timothy has been in the industry since 2006. Timothy is currently registered with Leppla Capital Management LLC and has passed the Uniform Investment Adviser Law Examination. Timothy is a Registered Investment Advisor. Timothy is also a partner at HSNO Partners LLC. Timothy holds Series 65. Timothy has experience in a variety of financial services, including portfolio management, financial planning, and pension consulting. Timothy has worked with a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth. Timothy is a highly experienced and qualified financial advisor who is committed to helping their clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Wells Fargo Clearing Services, LLC

location

WALNUT CREEK, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Shoji is an investment advisor representative and registered with Wells Fargo Clearing Services, LLC. Timothy has been in the financial services industry since 2017. Timothy is registered to provide investment advice in a number of states, including California, Texas, Arizona, Florida, Kansas, Minnesota, Nevada, New York, North Carolina, Oregon, South Dakota, and Texas. Timothy's clients include high net worth individuals, corporations and other businesses, pension and profit-sharing plans, charitable organizations, and insurance companies. Timothy is licensed to provide investment advice and products through Wells Fargo Advisors, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Corient | CFP ® (Certifications)

location

San Diego, CA

0 Disclosures

ADVISOR BIO

Timothy Wheelwright is an Investment Advisor Representative at Corient, a firm with offices in San Diego, California. Timothy is licensed to provide investment advice in California. Timothy is a Certified Financial Planner. Timothy has a wide range of experience in the financial services industry.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Security Ratings
Market Timing Services
Publication of Financial Periodicals
Unclaimed

Wells Fargo Advisors Financial Network, LLC

location

MAMMOTH LAKES, CA

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Wagner is a financial advisor with over 10 years of experience in the industry. Timothy has a wide range of experience in the financial services industry, having worked at Edward Jones, Pruco Securities, LLC., and Wells Fargo Advisors Financial Network, LLC. Timothy holds a Series 7, Series 24, and Series 66 license, as well as the SIE designation. Timothy is registered to provide investment advice in Arizona, California, Colorado, Florida, Hawaii, Idaho, Illinois, Michigan, Nevada, New Jersey, New York, North Carolina, Oregon, Tennessee, Texas, Utah, and Washington. In addition to his financial advising work, Timothy is also a ski instructor at Mammoth Mountain Ski Area. Timothy is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Ameriprise Financial Services, LLC

location

Bakersfield, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Petty is an investment advisor representative associated with Ameriprise Financial Services, LLC. Timothy has been working in the financial services industry since March 8, 2017. Timothy has a Series 7, Series 66 and SIE license and is registered in 17 states, including California, Texas, Arizona, Arkansas, Colorado, Florida, Idaho, Missouri, Nevada, Ohio, Oklahoma, South Carolina, Utah, Washington and Wyoming. Timothy has previous experience with EDWARD JONES and WELLS FARGO CLEARING SERVICES, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Wealthspire Advisors | CFP ® (Certifications)

location

San Rafael, CA

0 Disclosures

ADVISOR BIO

Timothy L. Talbott is a financial advisor with Wealthspire Advisors. Timothy has been in the industry since May 2011 and is a Certified Financial Planner. Timothy is registered in California and has a specialization in various areas. Timothy's office is located in San Rafael, CA, but Timothy may also provide advisory services to clients in other states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

San Francisco, CA

experience

14 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Timothy Hawkins is a financial advisor with over 13 years of experience in the industry. Timothy has been with J.p. Morgan Securities LLC since 2011. Timothy is registered to provide investment advice in California and Texas. Timothy holds Series 7, 63, 65, SIE, and 57TO licenses. Timothy has a strong track record of providing investment advice to individuals, businesses, and institutions. Timothy specializes in providing financial planning, portfolio management, and pension consulting services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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