Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tommie? Claim Your ProfileTommie Lafayette Murphy is a financial advisor with over 30 years of experience in the industry. Currently, Tommie is a registered representative of Wells Fargo Clearing Services, LLC and a registered investment advisor representative for Wells Fargo Advisors, LLC. Tommie has held previous positions with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated and Prudential Securities Incorporated. Tommie is registered to provide investment advice in multiple states. Tommie's specialties include providing investment consulting services to institutional clients and managing portfolios for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/09/2020 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
CA
07/01/2011 - 10/13/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
CA
07/01/2003 - 07/05/2011
WELLS FARGO ADVISORS, LLC (WALNUT CREEK CA)
NY
09/09/1988 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/05/1984 - 09/19/1988
THOMSON MCKINNON SECURITIES INC.
NA
06/23/1983 - 02/09/1984
DEAN WITTER REYNOLDS INC.
IA
Issued 03/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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