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Financial Planning Services Advisors in California
35,804 Results
Unclaimed
location

SONOMA, CA

experience

50 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Todd Gerber is a financial advisor registered with Edward Jones. Todd has been in the financial services industry since July 1975. Previously, Todd worked at Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Commonwealth Financial Network, Citigroup Global Markets Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc., Dean Witter Reynolds Inc., and Dean Witter & Co. Incorporated. Todd holds multiple FINRA licenses and has been licensed in several states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Morgan Stanley

location

Santa Rosa, CA

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Todd Oliver Au is a financial advisor with over 20 years of experience in the industry. Todd Au is currently registered with Morgan Stanley and has been with the firm since 2009. Todd Au has also worked with Citigroup Global Markets Inc., Wachovia Securities, LLC, Morgan Stanley DW Inc. and PRUCO Securities Corporation. Todd Au holds a Series 7, Series 31 and Series 66 license. Todd Au is currently registered in Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Idaho, Illinois, Kentucky, Maine, Massachusetts, Michigan, Montana, Nevada, New Hampshire, New York, North Carolina, Ohio, Oregon, Tennessee, Texas, Utah, Virginia, and Washington.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Cetera Investment Advisers LLC

location

SAN DIEGO, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Todd Gary Johnson is a financial advisor with Cetera Investment Advisers LLC, a firm registered with the Securities and Exchange Commission. Todd has been in the financial industry since 2001 and holds Series 7 and Series 66 securities licenses. Todd is also registered with the state of California as an investment advisor representative. Todd has been providing financial advice to clients in California since 2002. Todd's primary focus is on financial planning, portfolio management, and providing educational seminars. Todd has a strong track record of success in helping individuals, families, and businesses achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

CARLSBAD, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Todd McGraw is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Carlsbad, CA. Todd is registered with both FINRA and the state of California to provide investment advice. Todd has over 17 years of experience in the financial services industry. Todd is a licensed Series 6, 7, and 66 representative. Todd also holds a Series 63 license and the Securities Industry Essentials Examination (SIE).

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed
location

OXNARD, CA

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Todd Krueger is a registered representative with Morgan Stanley, and has been in the industry since 2002. Todd is currently registered in 35 states and has a Series 66, Series 7, Series 10 and Series 31 license. Prior to joining Morgan Stanley, Todd was a registered representative with MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC. Todd has a history of providing financial and investment advice to a variety of clients including high-net-worth individuals, insurance companies, investment companies, charitable organizations, corporations and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

SAN MARCOS, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Todd William Stucker is a registered representative with Edward Jones, working out of the SAN MARCOS, CA branch office. Todd has been in the financial services industry since 2018. Todd is licensed to conduct business in Arizona, California, Colorado, District of Columbia, Florida, Hawaii, Maine, Nevada, Pennsylvania, South Carolina, Texas, and Washington. Todd holds the Series 66, Series 7, and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

San Diego, CA

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Todd Jason Trusso is an Investment Advisor Representative and Registered Representative at J.p. Morgan Securities LLC. Todd has been in the financial industry since 1998 and has a wide range of experience in the field. Todd has held previous positions with ALTEGRIS INVESTMENTS, LLC and PRUCO SECURITIES, LLC. Todd is a Series 6, 7, 24, 63, and 65 licensed professional. Todd is a board member of the Boys and Girls Club of Northwest San Diego and also a part owner of YWALG LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC | CFP ® (Certifications)

location

MODESTO, CA

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Todd Venturini is an investment advisor representative with LPL Financial LLC. Todd has been in the financial services industry since 1998. Todd is registered with the state of California as an Investment Advisor Representative. Todd specializes in Financial Planning, Pension Consulting, Portfolio Management for individuals, and Portfolio Management for Businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Wells Fargo Clearing Services, LLC | CFP ® (Certifications)

location

MODESTO, CA

experience

27 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Todd Barton is a financial advisor with over 20 years of experience in the industry. Todd holds FINRA Series 3, 7, 9, 10, 63, and 65 licenses and is a Certified Financial Planner. Todd is registered with Wells Fargo Clearing Services, LLC in California and Texas. Todd's previous employers include Morgan Stanley and Citigroup Global Markets Inc. Todd specializes in portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Ameriprise Financial Services, LLC

location

WOODLAND HILLS, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Todd Augustine is a financial advisor registered with Ameriprise Financial Services, LLC. Todd is a Series 66, Series 7TO, and SIE licensed professional. Todd has been working in the financial services industry since November 2018. Todd has worked for Edward Jones and LPL Financial LLC. Todd has a diverse range of experience in financial advising.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals

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