ADVISOR BIO

Tracy Lieu is a financial professional with experience in the securities industry. Tracy is registered with J.p. Morgan Securities LLC in California and holds the Series 63, 6TO and SIE licenses. Tracy has been in the industry since August 2022.

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ADVISOR BIO

Tracy Ann Shemano is an investment advisor representative at Quantum Financial Advisors, LLC, and is licensed to provide financial and investment advice in California. She has over 25 years of experience in the financial services industry. Tracy Ann Shemano is a Series 7, 63, and 65 licensed advisor, and her specializations include financial planning, portfolio management, and pension consulting. She is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

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ADVISOR BIO

Tracy Annette Parker is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 27 years of experience in the industry. Tracy holds Series 7, 63, and 65 licenses, as well as the SIE. Tracy has been registered with FINRA since 1996 and is currently registered in 42 states, including California and Texas. Tracy has a background in providing financial advice to individuals, corporations, businesses, and pension and profit-sharing plans.

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ADVISOR BIO

Tracy Nunziati is an investment advisor representative with J.P. Morgan Securities LLC. Tracy has been in the industry since 2015. Tracy is registered to provide investment advice in California and Texas.

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ADVISOR BIO

Tracy Peatling is a financial advisor with over 8 years of experience in the financial services industry. Tracy is currently registered with Ameriprise Financial Services, LLC in Irvine, California. Previously, Tracy was associated with Parkland Securities, LLC in Los Alamitos, California. Tracy holds Series 6, 7, 63, and 66 securities licenses, and the SIE exam. Tracy specializes in a variety of areas, including retirement planning, investment management, and insurance.

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ADVISOR BIO

Tracy Ann Miu is a registered investment advisor representative at Wealthspring. Tracy Ann Miu has been working in the financial services industry since 2012. Tracy Ann Miu is also registered in Texas. Tracy Ann Miu specializes in financial planning, pension consulting, and selection of other advisers. Tracy Ann Miu has worked with individuals, corporations, and high-net-worth individuals in the past. Tracy Ann Miu has had experience with Commonwealth Financial Network and LPL Financial LLC prior to working at Wealthspring.

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ADVISOR BIO

Tracy Gunter is a financial advisor with Edelman Financial Engines in Rosevill, California. Tracy has been working in the financial industry since 2002. Tracy is licensed in California and Texas and holds both a Series 7 and Series 66 license. Tracy has experience working at other firms including LPL Financial Corporation and Associated Securities Corp. Tracy is a Certified Financial Planner (CFP).

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ADVISOR BIO

Tracy Anderson Lamond is a financial advisor with over 35 years of experience in the industry. Tracy is a registered representative of LPL Financial LLC and holds a Series 7, Series 24, Series 63 and SIE license. Tracy specializes in providing financial planning, portfolio management, and consulting services to individuals, families, and businesses. Tracy has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Tracy provides investment management services through LPL Financial.

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ADVISOR BIO

Tracy Jo Day is a financial advisor at UBS Financial Services Inc. in NEWPORT BEACH, CA. Tracy Jo Day has been in the industry since 2001 and holds the Series 7 and SIE licenses. Tracy Jo Day is registered with FINRA. UBS Financial Services Inc. is a large financial firm with over $50 billion in assets under management. UBS Financial Services Inc. offers a variety of financial services including financial planning, portfolio management, and investment advisory services.

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ADVISOR BIO

Tracy Riddle is an investment advisor representative associated with Wells Fargo Clearing Services, LLC, based in Newport Beach, CA. Tracy is registered with the state of California for both Broker-Dealer and Investment Adviser activities, and holds Series 7, Series 63, Series 65 and SIE licenses. Tracy has been in the financial industry since October 1991, and previously worked for Prudential Securities Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Tracy is a licensed advisor for several states including California, Texas, Florida, New York, Illinois, Oregon, Arizona, Michigan, Colorado, and more. Tracy is an active investment advisor representative and has been with Wells Fargo Clearing Services, LLC since November 2016.

SPECIALIZATIONS