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Tommy Lopez

Coffeehouse Capital

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About Tommy Lopez

Tommy Lopez is a financial advisor based in Fresno, CA with over 12 years of experience in the financial industry. He has a strong background in both securities and investment advisory, having worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank of America Investment Services, Inc. Currently, Tommy is associated with Coffeehouse Capital, a firm based in Fresno. Tommy is a Certified Financial Planner and holds the Series 66, Series 7, and SIE licenses. He specializes in financial planning and portfolio management for both individuals and businesses.

Firm Information

Tommy Lopez is currently registered with Coffeehouse Capital. Coffeehouse Capital is a financial advisory firm that specializes in providing financial planning and portfolio management services to high-net-worth individuals and other individuals. The firm has approximately $7.6 million in regulatory assets under management, and its primary office is located in [REDACTED]. Coffeehouse Capital is registered with the SEC and operates under the supervision of the SEC.

$7.60M

Assets Under Management

1

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tommy Lopez’s Registration & Firm History

CA

11/30/2021 - Present

Coffeehouse Capital (FRESNO CA)

CA

10/23/2009 - 11/12/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRESNO CA)

CA

12/09/2008 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (FRESNO CA)

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Licenses & Designations

BOTH

Issued 03/12/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Tommy Lopez.
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