Years of Experience
5-20+ Years
SANTA BARBARA, CA
0 Disclosures
ADVISOR BIO
Arthur Gentry Swalley is a financial advisor with over 30 years of experience in the industry. Arthur currently works for Arlington Financial Advisors, LLC in Santa Barbara, California, specializing in providing financial planning, pension consulting, and selection of other advisors services. Arthur also manages portfolios for individuals. Before joining Arlington Financial Advisors, LLC, Arthur was a financial advisor at Purshe Kaplan Sterling Investments and Wells Fargo Advisors Financial Network, LLC in Santa Barbara, California. Arthur has a strong background in the financial services industry, having passed the Series 63, Series 65, Series 7, and SIE exams.
SPECIALIZATIONS
San Francisco, CA
12 Years Experience
0 Disclosures
ADVISOR BIO
Arthur Lam is a financial advisor registered with Morgan Stanley. Arthur has been in the financial services industry since December 2013. Arthur is licensed to sell securities in California and is also registered as an investment advisor. Arthur holds the Series 6, Series 7, Series 63, and Series 65 licenses. Arthur has experience with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC.
SPECIALIZATIONS
San Diego, CA
28 Years Experience
0 Disclosures
ADVISOR BIO
Arthur Chen is a financial advisor with over 27 years of experience in the industry. Arthur is currently registered with MML Investors Services, LLC in California. Arthur has previously held positions with Pruco Securities, LLC., Park Avenue Securities LLC, and Maia Securities, Inc., among others. Arthur holds several licenses including Series 7, 24, 63, and 65. Arthur offers financial planning services, as well as portfolio management for both individuals and businesses.
SPECIALIZATIONS
ROLLING HILLS, CA
23 Years Experience
0 Disclosures
ADVISOR BIO
Arthur Lopes is an active investment advisor representative with Morgan Stanley. Arthur has been in the securities industry since June 19, 2002. Arthur is licensed in 53 states and the District of Columbia. Arthur has passed Series 63, Series 65, Series 7, Series 9, Series 10, Series 24, and SIE exams. Previously, Arthur was a registered representative with E*TRADE Securities LLC and Charles Schwab & Co., Inc. Arthur provides financial planning and asset allocation advice.
SPECIALIZATIONS
Westlake Village, CA
44 Years Experience
1 Disclosures
ADVISOR BIO
Arthur Robert Fu is an Investment Advisor Representative with Western International Securities, Inc.. Arthur has been in the financial services industry since March 9, 1981. Arthur has a total of 11 years of experience in the industry, and has held several different positions at other firms. Arthur is registered in California, Colorado and Virginia, and has passed the Series 3, Series 7, Series 63 and Series 65 exams. Arthur is a Certified Financial Planner and Chartered Financial Consultant, and specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisers. Arthur is committed to helping clients achieve their financial goals.
SPECIALIZATIONS
LA JOLLA, CA
0 Disclosures
ADVISOR BIO
Arthur Quicke Johnson is an Investment Advisor Representative with Mundoval Capital Management, Inc. He has been with the firm since August of 2002. Arthur Quicke Johnson is a Chartered Financial Analyst and holds the following securities licenses: Series 6, Series 2, Series 63, and Series 65. Arthur Quicke Johnson has been in the industry since 1991. He previously worked for First Fund Distributors, Inc. and Worldwide Value Distributors, LLC. Mundoval Capital Management, Inc. is a Registered Investment Advisor with the SEC, and provides financial planning, portfolio management for individuals and businesses.
SPECIALIZATIONS
SAN FRANCISCO, CA
46 Years Experience
2 Disclosures
ADVISOR BIO
Arthur Feld is a financial advisor with over 40 years of experience in the industry. Arthur has a wide range of experience, including working at J.P. Morgan Securities LLC and J. B. HANAUER & CO. Arthur currently holds Series 6, 7, 8, 9, 10, 52, and 63 licenses and is registered to provide financial advice in 33 states and the District of Columbia. Arthur's current employer, J.P. Morgan Securities LLC, provides a range of financial services, including financial planning, portfolio management, and pension consulting.
SPECIALIZATIONS
NEWHALL, CA
11 Years Experience
0 Disclosures
ADVISOR BIO
Arthur C Kang is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since 2014. Arthur is based in NEWHALL, CA. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Arthur worked at CUNA Brokerage Services, Inc. Arthur holds the Series 66, Series 7, and SIE licenses. Arthur's specializations include investment planning, retirement planning, college savings planning, estate planning, and insurance planning.
SPECIALIZATIONS
LOS ANGELES, CA
2 Years Experience
0 Disclosures
ADVISOR BIO
Arthur Akopyan is a registered representative with MML Investors Services, LLC, a firm with a large number of clients, including individuals, corporations, pension plans, and charitable organizations. Arthur specializes in providing financial planning, asset allocation, and portfolio management services. Arthur has been in the industry since May 2023 and holds Series 66, Series 7TO, and SIE licenses. Arthur also holds a license for selling life, disability, long-term care, and health insurance products through Lenox Advisors, Inc.
SPECIALIZATIONS
SAN DIEGO, CA
44 Years Experience
1 Disclosures
ADVISOR BIO
Arthur Eugene Molloy is a financial advisor with Independent Financial Group, LLC. Arthur has over 40 years of experience in the financial services industry, specializing in financial planning, portfolio management, and pension consulting. Arthur is a Certified Financial Planner and Chartered Financial Analyst. Arthur is registered with the Securities and Exchange Commission (SEC) and is a member of FINRA. Arthur is also registered as an investment advisor in numerous states.
SPECIALIZATIONS