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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

J.p. Morgan Securities LLC

location

OAKLAND, CA

experience

6 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Arthur Burton is an investment advisor representative registered with J.p. Morgan Securities LLC. Arthur is a licensed investment advisor representative in California. Arthur has 5 years of experience in the securities industry. Arthur has passed the Series 6, Series 7TO, Series 63, Series 66, and SIE exams.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wedbush Securities Inc.

location

LA JOLLA, CA

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

Arthur Knori is a financial advisor with over 30 years of experience in the financial services industry. Arthur is currently registered with Wedbush Securities Inc. Arthur holds a Series 7 and Series 63 license. Arthur has extensive experience working with individual and corporate clients, including high-net-worth individuals and charitable organizations. Arthur provides a variety of financial services, including financial planning, portfolio management, and selection of other advisors. Arthur also has experience working with corporations and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Ameriprise Financial Services, LLC

location

Monrovia, CA

experience

22 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Arthur Lin is a financial advisor with Ameriprise Financial Services, LLC. Arthur has been in the financial services industry since 2002. Arthur is registered in 8 states as both a Broker-Dealer and an Investment Advisor. Arthur holds multiple FINRA Series licenses and is licensed to sell insurance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

MML Investors Services, LLC

location

San Diego, CA

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Arthur Chen is a financial advisor with over 27 years of experience in the industry. Arthur is currently registered with MML Investors Services, LLC in California. Arthur has previously held positions with Pruco Securities, LLC., Park Avenue Securities LLC, and Maia Securities, Inc., among others. Arthur holds several licenses including Series 7, 24, 63, and 65. Arthur offers financial planning services, as well as portfolio management for both individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

J.p. Morgan Securities LLC

location

LOS ANGELES, CA

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Arthur Angulo is a financial advisor with over 15 years of experience in the financial services industry. Arthur is registered with J.P. Morgan Securities LLC and is licensed to offer securities and investment advisory services in multiple states. Arthur has worked with a number of firms during his career, including Charles Schwab & Co., Inc., Citigroup Global Markets Inc. and TIAA-CREF Individual & Institutional Services, LLC. Arthur holds a Series 6, 7, 63 and 66 securities license and has a broad range of experience in the financial services industry. Arthur is committed to providing his clients with personalized financial advice and guidance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

LOS ANGELES, CA

experience

55 Years Experience

0 Disclosures

ADVISOR BIO

Arthur Mishler is a financial advisor with over 50 years of experience in the industry. Arthur is currently registered with J.P. Morgan Securities LLC, where they have been employed since 2008. Arthur has held various positions within the company, including a role with JPMorgan Chase Bank, N.A. since 2010. Arthur holds licenses in multiple states and is a registered Investment Advisor.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

LOS ANGELES, CA

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Arthur Wexler is a financial advisor who has been working in the industry since 1992. He is currently registered with J.P. Morgan Securities LLC as a Registered Representative and Investment Adviser Representative. Arthur has held previous positions at Edward Jones, Horace Mann Investors, Inc., AXA Distributors, LLC, TIAA-CREF Individual & Institutional Services, LLC, VALIC Financial Advisors, Inc., ING Financial Advisors, LLC, Metropolitan Life Insurance Company, MetLife Securities Inc., and UR Financial, Inc.. Arthur has a strong background in financial services and is committed to providing his clients with personalized advice and guidance. He specializes in providing financial planning services, investment management, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC | CFP ® (Certifications)

location

PASADENA, CA

experience

35 Years Experience

0 Disclosures

ADVISOR BIO

Arthur Chung Hsieh is a financial advisor with Cetera Investment Advisers LLC, based in Pasadena, CA. Arthur has been in the financial services industry since 1990 and is registered with the state of California and Texas. Arthur holds Series 6, 7, 31, 63, 65, 99TO, and SIE licenses. Arthur is also a Certified Financial Planner. Arthur offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Arlington Financial Advisors, LLC

location

SANTA BARBARA, CA

0 Disclosures

ADVISOR BIO

Arthur Gentry Swalley is a financial advisor with over 30 years of experience in the industry. Arthur currently works for Arlington Financial Advisors, LLC in Santa Barbara, California, specializing in providing financial planning, pension consulting, and selection of other advisors services. Arthur also manages portfolios for individuals. Before joining Arlington Financial Advisors, LLC, Arthur was a financial advisor at Purshe Kaplan Sterling Investments and Wells Fargo Advisors Financial Network, LLC in Santa Barbara, California. Arthur has a strong background in the financial services industry, having passed the Series 63, Series 65, Series 7, and SIE exams.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Sanctuary Advisors, LLC | CFP ® (Certifications)

location

MODESTO, CA

0 Disclosures

ADVISOR BIO

Arthur Buckley is a financial advisor who is registered with Sanctuary Advisors, LLC. Arthur has been in the financial industry since 2014. Arthur specializes in financial planning, portfolio management, and pension consulting. Arthur is also a Certified Financial Planner. Arthur is licensed in California and Tennessee. Arthur has over 10,000 clients and over $22 billion in assets under management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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