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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Arlington Financial Advisors, LLC

location

SANTA BARBARA, CA

0 Disclosures

ADVISOR BIO

Arthur Gentry Swalley is a financial advisor with over 30 years of experience in the industry. Arthur currently works for Arlington Financial Advisors, LLC in Santa Barbara, California, specializing in providing financial planning, pension consulting, and selection of other advisors services. Arthur also manages portfolios for individuals. Before joining Arlington Financial Advisors, LLC, Arthur was a financial advisor at Purshe Kaplan Sterling Investments and Wells Fargo Advisors Financial Network, LLC in Santa Barbara, California. Arthur has a strong background in the financial services industry, having passed the Series 63, Series 65, Series 7, and SIE exams.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC | CFP ® (Certifications)

location

PASADENA, CA

experience

34 Years Experience

0 Disclosures

ADVISOR BIO

Arthur Chung Hsieh is a financial advisor with Cetera Investment Advisers LLC, based in Pasadena, CA. Arthur has been in the financial services industry since 1990 and is registered with the state of California and Texas. Arthur holds Series 6, 7, 31, 63, 65, 99TO, and SIE licenses. Arthur is also a Certified Financial Planner. Arthur offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Western International Securities, Inc. | CFP ®,CFC ® (Certifications)

location

Westlake Village, CA

experience

44 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Arthur Robert Fu is an Investment Advisor Representative with Western International Securities, Inc.. Arthur has been in the financial services industry since March 9, 1981. Arthur has a total of 11 years of experience in the industry, and has held several different positions at other firms. Arthur is registered in California, Colorado and Virginia, and has passed the Series 3, Series 7, Series 63 and Series 65 exams. Arthur is a Certified Financial Planner and Chartered Financial Consultant, and specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisers. Arthur is committed to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wedbush Securities Inc.

location

LA JOLLA, CA

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

Arthur Knori is a financial advisor with over 30 years of experience in the financial services industry. Arthur is currently registered with Wedbush Securities Inc. Arthur holds a Series 7 and Series 63 license. Arthur has extensive experience working with individual and corporate clients, including high-net-worth individuals and charitable organizations. Arthur provides a variety of financial services, including financial planning, portfolio management, and selection of other advisors. Arthur also has experience working with corporations and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

OAKLAND, CA

experience

6 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Arthur Burton is an investment advisor representative registered with J.p. Morgan Securities LLC. Arthur is a licensed investment advisor representative in California. Arthur has 5 years of experience in the securities industry. Arthur has passed the Series 6, Series 7TO, Series 63, Series 66, and SIE exams.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Citigroup Global Markets Inc.

location

NORCO, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Arthur Escalante is a registered investment advisor representative with Citigroup Global Markets Inc. Arthur has been in the industry since 2016 and is registered in Arizona, California, and Nevada. Arthur is also registered as an Investment Advisor Representative in California. Arthur holds the Series 6, 7, 63, and 66 securities licenses. Arthur's current employment is with Citigroup Global Markets Inc. Arthur has been with the firm since 2020. Arthur is currently registered with Citigroup Global Markets Inc. in the following branch office locations: Norco, CA, Corona, CA, and Fountain Valley, CA. Arthur specializes in providing asset allocation advice, financial planning, pension consulting, and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

NEWHALL, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Arthur C Kang is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since 2014. Arthur is based in NEWHALL, CA. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Arthur worked at CUNA Brokerage Services, Inc. Arthur holds the Series 66, Series 7, and SIE licenses. Arthur's specializations include investment planning, retirement planning, college savings planning, estate planning, and insurance planning.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Independent Financial Group, LLC | CFP ®,CFA ® (Certifications)

location

SAN DIEGO, CA

experience

43 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Arthur Eugene Molloy is a financial advisor with Independent Financial Group, LLC. Arthur has over 40 years of experience in the financial services industry, specializing in financial planning, portfolio management, and pension consulting. Arthur is a Certified Financial Planner and Chartered Financial Analyst. Arthur is registered with the Securities and Exchange Commission (SEC) and is a member of FINRA. Arthur is also registered as an investment advisor in numerous states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Pasadena, CA

experience

43 Years Experience

0 Disclosures

ADVISOR BIO

Arthur Vincent Burkhard is a financial advisor registered with Morgan Stanley. Arthur has over 40 years of experience in the financial services industry. Arthur currently holds active licenses in California and Texas and is registered with 41 states. Arthur's experience includes providing financial advice and services to a variety of clients, including individuals, families, businesses, and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Atlas Financial Advisors, Inc. | CFP ® (Certifications)

location

OROVILLE, CA

0 Disclosures

ADVISOR BIO

Arthur Garcia is a Registered Representative for Atlas Financial Advisors, Inc., based in Oroville, California. Arthur has been with the firm since March 2012. Prior to joining Atlas Financial Advisors, Inc., Arthur was a Registered Representative for PROEQUITIES, INC. in Marysville, California, Jefferson Pilot Securities Corporation in Oroville, California, METLIFE SECURITIES INC. in Springfield, Massachusetts, and METROPOLITAN LIFE INSURANCE COMPANY in New York, New York. Arthur has a series 7 license and a series 66 license and is a Certified Financial Planner. Arthur's specializations include Portfolio Management for Individuals, Financial Planning, Pension Consulting, Educational Seminars, Market Timing Services and Publication of Periodicals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Publication of Financial Periodicals

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