Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Gentry Swalley is a financial advisor with over 30 years of experience in the industry. Arthur currently works for Arlington Financial Advisors, LLC in Santa Barbara, California, specializing in providing financial planning, pension consulting, and selection of other advisors services. Arthur also manages portfolios for individuals. Before joining Arlington Financial Advisors, LLC, Arthur was a financial advisor at Purshe Kaplan Sterling Investments and Wells Fargo Advisors Financial Network, LLC in Santa Barbara, California. Arthur has a strong background in the financial services industry, having passed the Series 63, Series 65, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
05/18/2016 - Present
Arlington Financial Advisors, LLC (SANTA BARBARA CA)
CA
06/20/2016 - 12/31/2019
PURSHE KAPLAN STERLING INVESTMENTS (Santa Barbara CA)
CA
12/07/2010 - 06/21/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SANTA BARBARA CA)
CA
06/21/1990 - 12/09/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA BARBARA CA)
IA
Issued 10/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Arthur Swalley is the right advisor for you? Invested Better is here to help.
