Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Feld is a registered representative with J.P. Morgan Securities LLC and has been in the securities industry since 1979. Arthur holds FINRA Series 6, 7, 9, 10, 52, 63, and SIE licenses, and is a registered investment advisor in California and Texas. Arthur previously worked with J. B. Hanauer & Co. from 1979 to 1983. Arthur is able to offer bank products and services through JPMorgan Chase Bank, N.A., which is a separate entity from J.P. Morgan Securities LLC. Arthur is located in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
02/18/2020 - Present
J.P. Morgan Securities LLC (SAN FRANCISCO CA)
NA
10/29/1979 - 08/23/1983
J. B. HANAUER & CO.
BC
Issued 3/25/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/1/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/17/1982
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/20/1979
Series 52 - Municipal Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
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Cboe C2 Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
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MIAX Emerald, LLC
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NYSE American LLC
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NYSE Arca, Inc.
N
NYSE Chicago, Inc.
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NYSE National, Inc.
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Nasdaq BX, Inc.
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Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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