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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Robert Fu is an Investment Advisor Representative with Western International Securities, Inc.. Arthur has been in the financial services industry since March 9, 1981. Arthur has a total of 11 years of experience in the industry, and has held several different positions at other firms. Arthur is registered in California, Colorado and Virginia, and has passed the Series 3, Series 7, Series 63 and Series 65 exams. Arthur is a Certified Financial Planner and Chartered Financial Consultant, and specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisers. Arthur is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/23/2010 - Present
Western International Securities, Inc. (Westlake Village CA)
CA
01/27/2006 - 06/20/2008
FINANCIAL WEST GROUP (EL SEGUNDO CA)
CA
05/17/2002 - 02/08/2006
CITIGROUP GLOBAL MARKETS INC. (TORRANCE CA)
NY
05/24/1994 - 05/23/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/24/1990 - 05/31/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/03/1987 - 09/06/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
09/16/1985 - 11/27/1987
E. F. HUTTON & COMPANY INC
NA
08/08/1984 - 10/03/1985
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
08/23/1982 - 10/21/1983
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
NA
05/23/1980 - 10/21/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 02/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1986
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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