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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Global Retirement Partners LLC

location

SAN RAFAEL, CA

0 Disclosures

ADVISOR BIO

Austin Gwilliam is a financial advisor with over 19 years of experience in the financial services industry. Austin currently works with Global Retirement Partners LLC, where Austin provides a range of financial services including financial planning, retirement planning, and investment advice. Austin is registered with the state of California as an Investment Advisor Representative. Prior to joining Global Retirement Partners LLC, Austin was with LPL Financial LLC, Financial Telesis Inc, Securian Financial Services, Inc. and Pan-American Financial Advisers.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Corient | CFP ® (Certifications)

location

NEWPORT BEACH, CA

0 Disclosures

ADVISOR BIO

Austin Thomas Allen is a financial advisor currently registered with Corient. Austin holds a Certified Financial Planner designation and has been in the industry since 2011. Austin is registered in California and Texas and has experience working with individuals, corporations, charitable organizations, trusts, and other investment advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Security Ratings
Market Timing Services
Publication of Financial Periodicals
Unclaimed

D.a. Davidson & Co.

location

IRVINE, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Austin Wayne Black is a financial professional registered with D.a. Davidson & Co.. Austin Black has been in the industry since March 15, 2017. Prior to joining D.a. Davidson & Co., Austin Black has worked for B. Riley & Co., LLC, FBR Capital Markets & Co., and Wunderlich Securities, Inc.. Austin Black holds the Series 63, SIE and Series 79 licenses. Austin Black specializes in securities, investment banking, mutual funds, variable annuities, stocks, options, fixed income, and equity.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Wells Fargo Clearing Services, LLC

location

LA JOLLA, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Austin Anthony Garmo is a financial professional registered with Wells Fargo Clearing Services, LLC. Austin has a Series 63, Series 6TO, and SIE license and is registered with the state of California. Austin's specializations include investment products, insurance, and other financial products.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

LPL Financial LLC

location

SAN DIEGO, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Austin Larson is a financial advisor who has been working in the industry since 2004. Austin is currently registered with LPL Financial LLC, where Austin has been since 2023. Prior to this, Austin worked at AXOS CLEARING LLC, BANCWEST INVESTMENT SERVICES, INC., QA3 FINANCIAL CORP., AQUARIUS FUND DISTRIBUTORS, LLC, and CENTURY SECURITIES ASSOCIATES, INC. Austin has passed a total of 6 exams, including Series 63, Series 24, Series 99TO, Series 52TO, SIE, and Series 7. Austin is registered in California and Nebraska.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

J.p. Morgan Securities LLC

location

MOUNTAIN VIEW, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Austin Walker is a registered representative with J.P. Morgan Securities LLC. Austin is licensed to sell securities in California. Austin has been in the securities industry for over 30 days. Austin holds the Series 63, Series 6TO, and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

SIMI VALLEY, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Austin Peifer is a financial advisor registered with J.P. Morgan Securities LLC. Austin is based in Simi Valley, CA and has been working in the financial industry since August 2022. Austin holds Series 63, Series 6TO and SIE licenses and is registered to provide financial advice in California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

San Francisco, CA

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Austin Tobian is a registered representative with Morgan Stanley. Austin has been in the securities industry since December 2020. Austin has been registered with FINRA since March 2022 and has passed the Series 7TO, SIE, and Series 66 exams. Austin is currently registered with the state of Texas and California as an Investment Advisor Representative. Austin works out of the San Francisco, CA office of Morgan Stanley.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

LPL Financial LLC

location

SAN DIEGO, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Austin Pate is a financial advisor with over 6 years of experience in the industry. Austin is registered with LPL Financial LLC and holds several licenses and designations. Austin currently works in LPL Financial LLC’s San Diego branch. Austin has a broad range of experience and specializes in providing financial advice to individuals, families, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Wells Fargo Clearing Services, LLC

location

SACRAMENTO, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Austin Grey Odea is a financial advisor with Wells Fargo Clearing Services, LLC. Austin is licensed in California and has been in the industry since November 7, 2023. Austin has passed the Series 63, Series 6TO and SIE exams. Wells Fargo Clearing Services, LLC is a financial services company that provides investment advisory services to individual and institutional clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

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