Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Eugene Molloy is a financial advisor with Independent Financial Group, LLC. Arthur has over 40 years of experience in the financial services industry, specializing in financial planning, portfolio management, and pension consulting. Arthur is a Certified Financial Planner and Chartered Financial Analyst. Arthur is registered with the Securities and Exchange Commission (SEC) and is a member of FINRA. Arthur is also registered as an investment advisor in numerous states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/21/2011 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
AZ
09/12/1995 - 12/16/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
PA
05/19/1987 - 09/11/1995
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NA
09/29/1983 - 02/14/1990
AMERICAN CAPITAL SECURITIES
NA
07/20/1981 - 11/08/1983
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
BOTH
Issued 12/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/20/1984
Series 4 - Registered Options Principal Examination
BC
Issued 01/21/1984
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/17/1983
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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