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Financial Planning Services Advisors in Florida
23,139 Results
Unclaimed

LPL Financial LLC

location

VENICE, FL

experience

44 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Newman has been in the financial services industry since October 1980. Douglas is a registered representative of LPL Financial LLC and has been associated with LPL Financial LLC since March 1996. Douglas has a branch office location in Venice, FL and Shelburne, VT. Douglas offers financial planning services to individuals, corporations, and charitable organizations. Douglas also provides portfolio management services for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

Naples, FL

experience

42 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Douglas Philip Osber has been in the financial services industry since 1982. Douglas is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Connecticut, Florida and Texas. Douglas is licensed to offer securities and investment advisory services. Douglas has held prior registrations with Advest, Inc., Legg Mason Wood Walker, Incorporated, Dean Witter Reynolds Inc., Moseley Securities Corporation, North American Investment Corp. and Mutual Benefit Financial Service Company. Douglas has passed the Uniform Investment Adviser Law Examination, Uniform Securities Agent State Law Examination, General Securities Sales Supervisor - Options Module Examination, General Securities Sales Supervisor - General Module Examination, General Securities Sales Supervisor Examination (Options Module & General Module), Securities Industry Essentials Examination, National Commodity Futures Examination, General Securities Representative Examination, Direct Participation Programs Representative Examination and Investment Company Products/Variable Contracts Representative Examination.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

TLG Advisors, Inc.

location

Miami Beach, FL

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Gerrard is a financial advisor with over 18 years of experience in the financial services industry. Douglas has a strong background in investment advisory and is currently registered as an Investment Advisor Representative (IAR) with TLG Advisors, Inc.. Douglas has held various positions at other firms such as Raymond James Financial Services, Inc., Kestra Investment Services, LLC, RSP Investments, LLC and AJAX Investments, LLC. Douglas has a comprehensive understanding of the financial markets and is committed to providing personalized financial advice to his clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLACEMENT OF INSTITUTIONAL FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

LPL Financial LLC

location

BOCA RATON, FL

experience

40 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Alan Brown is a financial advisor with over 39 years of experience in the industry. Currently, Douglas Brown is registered with LPL Financial LLC as an Investment Advisor Representative. Douglas Brown is also registered in 11 states as a Broker. Previously, Douglas Brown was a Registered Representative with CUSO FINANCIAL SERVICES, L.P. and BANC OF AMERICA INVESTMENT SERVICES, INC. Douglas Brown holds the Series 7, 63, and 65 licenses, as well as the SIE exam.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Raymond James & Associates, Inc.

location

ST. PETERSBURG, FL

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Douglas James Bulger is a registered representative and investment advisor representative with over 20 years of experience in the financial services industry. Douglas Bulger is currently registered with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. Douglas James Bulger has previously worked for Eagle Fund Distributors, Inc., Morgan Keegan & Company, Inc., Muriel Siebert & Co., Inc., Colonial Brokerage, Inc., Comerica Securities, and TD Waterhouse Investor Services, Inc. Douglas Bulger holds a number of securities licenses, including Series 4, 7, 9, 10, 24, 31, 63, and 66. Douglas Bulger's professional experience encompasses various aspects of financial services including, securities, investment advisory, and financial planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Ameriprise Financial Services, LLC

location

Boca Raton, FL

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Douglas A Paul is a financial advisor currently registered with Ameriprise Financial Services, LLC. Douglas has been in the financial industry since August 2008. Prior to joining Ameriprise Financial Services, LLC, Douglas worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and MetLife Securities Inc. Douglas holds Series 6, 7, 63, and 65 licenses and the SIE exam. Douglas specializes in providing asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Principal Securities, Inc.

location

Winter Park, FL

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Christopher Foreman is a financial advisor with Principal Securities, Inc. located in Winter Park, Florida. Douglas has been in the industry since August 13, 1993. Douglas has a variety of experience, including working with NFP Securities, Inc. and Fortis Investors, Inc. Douglas holds the Series 6, Series 26, Series 65 and SIE licenses. Douglas is registered to provide securities advice in the state of Florida.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

BOCA RATON, FL

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Burns is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Douglas has been in the industry since 1997. Douglas has 2 state exams, 2 product exams, and 7 approved SRO registrations. Douglas's previous employment included Bank of America, NA.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Kingswood Wealth Advisors, LLC

location

Clearwater, FL

experience

24 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Douglas E Dort is a financial advisor currently registered with Kingswood Wealth Advisors, LLC. Douglas has been in the financial services industry since 2001. Douglas is a Series 7 and Series 66 licensed professional. Douglas has previous experience working at firms such as Harbor Financial Services, LLC, GWN Securities Inc., Money Concepts Capital Corp, Royal Alliance Associates, Inc., and Prime Capital Services, Inc. Douglas is registered to provide investment advice in 24 states. Douglas is also registered with FINRA and has a separate business called Financial & Retirement Strategies, Inc., which offers investment, insurance, and tax preparation services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
HOURLY CONSULTING
Unclaimed

Wells Fargo Clearing Services, LLC

location

PALM BEACH GARDENS, FL

experience

29 Years Experience

disclosure

4 Disclosures

ADVISOR BIO

Douglas Walters is a financial advisor with Wells Fargo Clearing Services, LLC. Douglas has been in the industry since 1996 and holds Series 7, Series 63, and Series 65 licenses. Douglas has experience working with individuals, high-net-worth individuals, corporations, and charitable organizations. Douglas is also a registered investment advisor in Florida, New Jersey, New York, and Texas. In addition to his role at Wells Fargo Clearing Services, LLC, Douglas is also involved in several other businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

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