Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas E Dort is a financial advisor currently registered with Kingswood Wealth Advisors, LLC. Douglas has been in the financial services industry since 2001. Douglas is a Series 7 and Series 66 licensed professional. Douglas has previous experience working at firms such as Harbor Financial Services, LLC, GWN Securities Inc., Money Concepts Capital Corp, Royal Alliance Associates, Inc., and Prime Capital Services, Inc. Douglas is registered to provide investment advice in 24 states. Douglas is also registered with FINRA and has a separate business called Financial & Retirement Strategies, Inc., which offers investment, insurance, and tax preparation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/24/2018 - Present
Kingswood Wealth Advisors, LLC (Clearwater FL)
FL
07/10/2007 - 10/16/2018
HARBOR FINANCIAL SERVICES, LLC (CLEARWATER FL)
FL
03/10/2004 - 07/02/2007
GWN SECURITIES INC. (CLEARWATER FL)
FL
06/27/2003 - 09/09/2004
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
AZ
12/02/2002 - 07/02/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
07/02/2001 - 12/02/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
BOTH
Issued 11/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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