Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Newman has been in the financial services industry since October 1980. Douglas is a registered representative of LPL Financial LLC and has been associated with LPL Financial LLC since March 1996. Douglas has a branch office location in Venice, FL and Shelburne, VT. Douglas offers financial planning services to individuals, corporations, and charitable organizations. Douglas also provides portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/04/1996 - Present
LPL Financial LLC (VENICE FL)
VT
03/21/1993 - 03/27/1996
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
VT
02/16/1983 - 11/09/1994
EQUITY SERVICES, INC. (MONTPELIER VT)
NA
02/22/1980 - 06/22/1982
FIDELITY DISTRIBUTORS CORPORATION
NA
05/12/1981 - 06/03/1982
FIDELITY BROKERAGE SERVICES, INC.
IA
Issued 10/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/1999
Series 24 - General Securities Principal Examination
BC
Issued 09/24/1985
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
BC
Issued 02/09/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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