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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas A Paul is a financial advisor currently registered with Ameriprise Financial Services, LLC. Douglas has been in the financial industry since August 2008. Prior to joining Ameriprise Financial Services, LLC, Douglas worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and MetLife Securities Inc. Douglas holds Series 6, 7, 63, and 65 licenses and the SIE exam. Douglas specializes in providing asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/02/2024 - Present
Ameriprise Financial Services, LLC (Boca Raton FL)
MD
04/21/2017 - 06/02/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Bethesda MD)
FL
11/10/2011 - 11/27/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANTATION FL)
FL
04/25/2006 - 09/27/2011
METLIFE SECURITIES INC. (FORT LAUDERDALE FL)
FL
04/25/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (FORT LAUDERDALE FL)
IA
Issued 07/09/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/24/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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