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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Alan Brown is a financial advisor with over 39 years of experience in the industry. Currently, Douglas Brown is registered with LPL Financial LLC as an Investment Advisor Representative. Douglas Brown is also registered in 11 states as a Broker. Previously, Douglas Brown was a Registered Representative with CUSO FINANCIAL SERVICES, L.P. and BANC OF AMERICA INVESTMENT SERVICES, INC. Douglas Brown holds the Series 7, 63, and 65 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
03/14/2019 - Present
LPL Financial LLC (BOCA RATON FL)
FL
02/01/2001 - 06/06/2017
CUSO FINANCIAL SERVICES, L.P. (PEMBROKE PINES FL)
MA
04/01/1998 - 01/30/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
FL
03/31/1993 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
CA
04/08/1992 - 04/02/1993
GLENFED BROKERAGE SERVICES (GLENDALE CA)
CA
09/26/1989 - 04/13/1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
06/28/1990 - 03/05/1992
FUNDTRUST INVESTMENT COMPANY SERVICES, INC.
MO
07/21/1989 - 09/29/1989
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
11/21/1988 - 07/24/1989
HUBERMAN SECURITIES CORP.
NA
02/16/1988 - 11/23/1988
ANDERSON, BRYANT & CO.
NA
06/29/1987 - 03/01/1988
THE JAMESON GROUP, INC.
NA
05/07/1987 - 07/10/1987
PAMCO SECURITIES AND INSURANCE SERVICES
NA
11/21/1984 - 04/27/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 08/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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