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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Osaic Wealth, Inc. | CFC ® (Certifications)

location

Farmington, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Robert Anthony Bishop is a financial advisor with over 10 years of experience in the industry. Robert is currently registered with Osaic Wealth, Inc. and is licensed to provide financial advice in multiple states. Prior to joining Osaic Wealth, Inc., Robert was a financial advisor at Securities Service Network, LLC and LPL Financial LLC. Robert is also a Chartered Financial Consultant. He is dedicated to providing personalized financial advice to individuals, families, and businesses. Robert works with clients to develop customized financial plans that meet their unique needs and goals. He offers a variety of financial services including financial planning, investment management, and retirement planning. Robert is committed to providing exceptional customer service and building long-lasting relationships with his clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Jackson, Grant Investment Advisers, Inc.

location

STAMFORD, CT

0 Disclosures

ADVISOR BIO

Robert Carroll is a registered Investment Advisor Representative at Jackson, Grant Investment Advisers, Inc. Robert has been working in the financial industry since December 2013. Robert is licensed in Connecticut and has been working with clients since April 2014. Robert has a Series 65 license. Robert is also a business owner, having started Southern CT Drum Lessons in 2007. Robert has experience working with both high-net-worth individuals and individuals other than high-net-worth individuals. Robert offers a variety of financial planning and portfolio management services.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals
CONSULTING
Unclaimed

Cambridge Investment Research, Inc.

location

BERLIN, CT

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Robert Paul Sisti is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Cambridge Investment Research, Inc. and has previously worked with Equity Services, Inc., Tower Square Securities, Inc. and Carillon Investments, Inc. Robert is licensed to provide financial advice in Connecticut, Florida, Massachusetts, New York, and Rhode Island.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Symmetry Partners

location

GLASTONBURY, CT

0 Disclosures

ADVISOR BIO

Robert Hawke is a financial advisor with Symmetry Partners. Robert Hawke is currently registered as an Investment Advisor Representative in Connecticut. He is also registered in Connecticut and has a Series 7 General Securities Representative and Series 65 Uniform Investment Adviser Law Examination. Robert Hawke has been in the financial industry since March 2009. Previously, he was a financial advisor at National Financial Services LLC in Boston, Massachusetts. Robert Hawke specializes in providing financial advice to individuals, businesses, and investment companies.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SUB-ADVISOR
Unclaimed

LPL Financial LLC | CFP ® (Certifications)

location

WEST HARTFORD, CT

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Robert Langweil is a financial advisor with LPL Financial LLC. Robert has over 25 years of experience in the financial services industry. Robert has a wide range of experience and licenses, including Series 7, Series 63, and Series 65. Robert is also a Certified Financial Planner. Robert is registered to offer investment advice in 27 states and the District of Columbia. Robert previously worked with Waddell & Reed and Merrill Lynch. Robert's office is located in West Hartford, CT.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Westbury Group LLC

location

WESTPORT, CT

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Robert William georges j. Croddy is a financial advisor registered with the Westbury Group LLC in Westport, CT. Robert Croddy has been in the industry since October 24, 2018. Robert Croddy has passed the Series 7, Series 63, Series 79TO, and SIE exams. He is registered in Connecticut, California and Wisconsin.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Janney Montgomery Scott LLC

location

WEST HARTFORD, CT

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Robert Borkowski is an investment advisor representative with Janney Montgomery Scott LLC. Robert has been in the financial services industry since 1993 and has worked for a number of prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., Citigroup Global Markets Inc., Tucker Anthony Incorporated, and Lehman Brothers Inc. Robert holds Series 7, 31, and 63 licenses, as well as the SIE and Series 65 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Sutter Capital Partners, LLC

location

Darien, CT

experience

29 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Robert Maley is a financial advisor with over 25 years of experience in the industry. Robert has a strong background in investment banking and securities, and is a registered representative with Sutter Capital Partners, LLC. Robert's prior experience includes roles at Sutter Securities Clearing, LLC, Analyst Hub Securities, LLC, NMS Capital Advisors, LLC, Ladenburg Thalmann & Co. Inc., and Gilford Securities Incorporated. Robert holds various licenses and certifications, including Series 7, 24, 27, 63, and 65. Robert is currently active in the states of California, Connecticut, Florida, Georgia, Idaho, Michigan, New Jersey, New York, North Carolina, and Pennsylvania. Robert specializes in investment advisory, financial planning, and portfolio management.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
THIRD PARTY MARKETING, MUNICIPAL ADVISORS
Unclaimed
location

WASHINGTON, CT

0 Disclosures

ADVISOR BIO

Robert Elbert Swigert is an investment advisor representative with Goodstead. Robert has been in the industry since 2011 and has experience providing financial planning and portfolio management services to individuals. Robert is registered in Connecticut and has passed the Series 3, Series 63, Series 65, and Series 79 exams. Robert has previously been employed with TANGENT CAPITAL PARTNERS, LLC and LINCON SQUARE ADVISORS LLC.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals
Unclaimed

Commonwealth Financial Network

location

MILFORD, CT

experience

40 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Roberta Louise Nestor is a financial advisor with Commonwealth Financial Network. Roberta has over 30 years of experience in the financial services industry. She has held registrations with several firms throughout her career, including Polaris Financial Services, Inc., Commonwealth Equity Services, Inc., and Nathan, Lewis & Grant, Inc. Roberta specializes in financial planning, portfolio management, and pension consulting. She holds licenses to offer both investment advisory and brokerage services. Roberta is a registered representative in a number of states, including Arizona, California, Connecticut, Florida, Kentucky, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont, Virginia, and Washington.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals

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