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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Commonwealth Financial Network | CFC ® (Certifications)

location

Glastonbury, CT

experience

23 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Robert Emmett Tubridy jr. is a financial advisor at Commonwealth Financial Network in Glastonbury, CT. He is a registered representative and investment advisor. Robert has over 20 years of experience in the financial services industry. His previous experience includes working for MetLife Securities Inc. and Ameriprise Financial Services, Inc. Robert holds multiple licenses and certifications including Series 66, Series 51, Series 24, Series 7 and SIE.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed
location

WASHINGTON, CT

0 Disclosures

ADVISOR BIO

Robert Elbert Swigert is an investment advisor representative with Goodstead. Robert has been in the industry since 2011 and has experience providing financial planning and portfolio management services to individuals. Robert is registered in Connecticut and has passed the Series 3, Series 63, Series 65, and Series 79 exams. Robert has previously been employed with TANGENT CAPITAL PARTNERS, LLC and LINCON SQUARE ADVISORS LLC.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals
Unclaimed

THE Bank Street Group LLC

location

STAMFORD, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Robert Santangelo is a financial advisor with The Bank Street Group LLC. Robert has been in the industry since 2018 and holds the Series 63, Series 79, and SIE licenses. Robert is registered with FINRA and is currently licensed in Connecticut and New York. Prior to joining The Bank Street Group LLC, Robert was employed at CITIGROUP GLOBAL MARKETS INC.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Raymond James Financial Services Advisors, Inc.

location

ROCKY HILL, CT

experience

46 Years Experience

0 Disclosures

ADVISOR BIO

Robert Paul Peters is a financial advisor at Raymond James Financial Services Advisors, Inc. in Rocky Hill, CT. Robert has over 40 years of experience in the financial services industry, and is currently registered with both the state of Connecticut and FINRA. Robert has a wide range of experience working with individual investors, corporations, and institutions. He is also a Registered Principal with Raymond James. Robert holds the Series 7, 8, 9, 10, 63, and SIE securities licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
HOURLY & FIXED RATE CONSULTATIONS
Unclaimed

Natwest Markets Securities Inc.

location

STAMFORD, CT

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Robert Edward Alter is a financial professional with over 25 years of experience in the securities industry. Robert has a Series 7, Series 63, and Series 24 license and has been registered with Natwest Markets Securities Inc. since March 31, 2006. Previously, Robert worked for Barclays Capital Inc., BNP Paribas Securities Corp., Provident Advisers, Inc., and Hill Thompson Magid & Co Inc. Robert is registered in Connecticut.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Simplicity Wealth

location

Riverside, CT

0 Disclosures

ADVISOR BIO

Robert Cannon is an Investment Advisor Representative with Simplicity Wealth. Robert has been in the industry since 1991 and holds Series 7, 63, 66 and 55 licenses. Robert has previously held roles at various firms including STOCK USA INVESTMENTS, INC, PARKER FINANCIAL CORP., HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C., ANDOVER BROKERAGE, L.L.C., FASCO INTERNATIONAL, INC., FIRST SECURITIES USA, INC., ROUND HILL SECURITIES, INC., CHATFIELD DEAN & CO., INC., REDSTONE SECURITIES, INC., SAPERSTON FINANCIAL INC., VISION INVESTMENT GROUP, INC., BUTTONWOOD SECURITIES, INC. and ROYCE INVESTMENT GROUP, INC. Robert is currently registered with the state of Connecticut and New York. Robert specializes in providing financial planning, investment management for individuals, businesses, and portfolio management for investment companies. Robert is also a licensed insurance agent with Cannon Wealth Solutions Inc.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Cambridge Investment Research, Inc.

location

BERLIN, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Robert Paul Sisti is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Cambridge Investment Research, Inc. and has previously worked with Equity Services, Inc., Tower Square Securities, Inc. and Carillon Investments, Inc. Robert is licensed to provide financial advice in Connecticut, Florida, Massachusetts, New York, and Rhode Island.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Janney Montgomery Scott LLC

location

WEST HARTFORD, CT

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Robert Borkowski is an investment advisor representative with Janney Montgomery Scott LLC. Robert has been in the financial services industry since 1993 and has worked for a number of prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., Citigroup Global Markets Inc., Tucker Anthony Incorporated, and Lehman Brothers Inc. Robert holds Series 7, 31, and 63 licenses, as well as the SIE and Series 65 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Interactive Brokers LLC

location

GREENWICH, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Robert McGinnis is a registered representative with Interactive Brokers LLC. Robert McGinnis is licensed to offer securities products in CT. Robert McGinnis has been in the industry for 2 years. Robert McGinnis holds the Series 7TO and SIE licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Commonwealth Financial Network

location

MILFORD, CT

experience

41 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Roberta Louise Nestor is a financial advisor with Commonwealth Financial Network. Roberta has over 30 years of experience in the financial services industry. She has held registrations with several firms throughout her career, including Polaris Financial Services, Inc., Commonwealth Equity Services, Inc., and Nathan, Lewis & Grant, Inc. Roberta specializes in financial planning, portfolio management, and pension consulting. She holds licenses to offer both investment advisory and brokerage services. Roberta is a registered representative in a number of states, including Arizona, California, Connecticut, Florida, Kentucky, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont, Virginia, and Washington.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals

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