Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Borkowski is an investment advisor representative with Janney Montgomery Scott LLC. Robert has been in the financial services industry since 1993 and has worked for a number of prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., Citigroup Global Markets Inc., Tucker Anthony Incorporated, and Lehman Brothers Inc. Robert holds Series 7, 31, and 63 licenses, as well as the SIE and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
03/10/2021 - Present
Janney Montgomery Scott LLC (WEST HARTFORD CT)
CT
03/08/2006 - 10/04/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST HARTFORD CT)
CT
11/26/2004 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
06/03/1999 - 12/06/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MA
02/24/1994 - 06/10/1999
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
12/01/1993 - 02/24/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 02/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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