Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Edward Alter is a financial professional with over 25 years of experience in the securities industry. Robert has a Series 7, Series 63, and Series 24 license and has been registered with Natwest Markets Securities Inc. since March 31, 2006. Previously, Robert worked for Barclays Capital Inc., BNP Paribas Securities Corp., Provident Advisers, Inc., and Hill Thompson Magid & Co Inc. Robert is registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/31/2006 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NY
03/05/2004 - 04/05/2006
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/19/1998 - 03/08/2004
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/09/1996 - 03/20/1998
PROVIDENT ADVISERS, INC. (NEW YORK NY)
NJ
07/08/1993 - 12/02/1993
HILL THOMPSON MAGID & CO INC (JERSEY CITY NJ)
BC
Issued 07/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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