Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Paul Peters is a financial advisor at Raymond James Financial Services Advisors, Inc. in Rocky Hill, CT. Robert has over 40 years of experience in the financial services industry, and is currently registered with both the state of Connecticut and FINRA. Robert has a wide range of experience working with individual investors, corporations, and institutions. He is also a Registered Principal with Raymond James. Robert holds the Series 7, 8, 9, 10, 63, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (ROCKY HILL CT)
CT
03/01/2002 - 05/23/2006
WACHOVIA SECURITIES, LLC (HARTFORD CT)
NY
06/20/1994 - 03/07/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/17/1988 - 06/20/1994
FIRST ALBANY CORPORATION (NEW YORK NY)
NA
11/18/1982 - 05/13/1988
ADVEST, INC.
NA
05/01/1979 - 11/17/1982
CARREAU, SMITH, INC.
BC
Issued 02/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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