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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Paulette Henry has been in the financial industry for over 25 years and is currently registered with Voya Financial Partners, LLC. Paulette has a Series 6 license, which allows her to sell investment company products and variable contracts. Paulette Henry is also registered in Maryland, North Carolina, and Virginia. Prior to Voya Financial Partners, LLC, Paulette held positions with Mutual of America Securities Corporation and Mutual of America Life Insurance Company.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Interactive Brokers LLC

location

GREENWICH, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Paulina Orr is a registered representative with Interactive Brokers LLC. Paulina is a licensed Series 7 and SIE representative and has been in the financial industry since December 8th, 2016. Paulina is currently licensed in Connecticut and holds a FINRA registration.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

34 Years Experience

0 Disclosures

ADVISOR BIO

Pauline Cantin is a financial professional with over 30 years of experience in the financial services industry. Pauline has been registered with Prudential Annuities Distributors, Inc. since June 2003. Pauline has held previous positions with Pruco Securities Corporation and Prudential Investment Management Services LLC. Pauline is licensed to offer securities and investment advisory services in several states.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Essex Financial Services, Inc.

location

ESSEX, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Pauline Luce Peterson is a registered representative of Essex Financial Services, Inc. Pauline has been in the securities industry since June 23, 2000. Pauline has been associated with Essex Financial Services, Inc. since January 17, 2019, and has previously been registered with several other firms. Pauline has Series 6, 7, 9, 10, 63 and 66 securities registrations, as well as Series 99TO and SIE.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Pauline Marie Williams is a financial professional with over 20 years of experience in the industry. Pauline is currently registered with Voya Financial Partners, LLC and holds the Series 6 and SIE licenses. Pauline is based in Windsor, CT.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Empower Financial Services, Inc.

location

Hartford, CT

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Paulo Ferreira is a financial advisor with Empower Financial Services, Inc. Paulo has been in the financial industry since 1996. He holds the Series 6, 7, 63, and 66 licenses. Paulo also holds the SIE designation. Paulo is registered in 52 states.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Paulo Moreira is a financial advisor with Voya Financial Partners, LLC, based in Windsor, CT. Paulo has been in the financial industry since 2004, and is registered with the state of Connecticut. Paulo has experience in investment company products and variable contracts, as well as securities industry essentials.

SPECIALIZATIONS

No specializations listed.

Unclaimed

PFS Investments Inc.

location

FAIRFIELD, CT

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Paungmalay Sirisouk is a financial professional with over 16 years of experience in the financial services industry. Paungmalay is currently registered with PFS Investments Inc. and holds Series 6, Series 63, and SIE licenses. Paungmalay has a strong track record of providing investment advice and financial planning services to individuals and families. Paungmalay is committed to providing personalized service and helping clients achieve their financial goals. Paungmalay has previously worked at KEY INVESTMENT SERVICES LLC, HSBC SECURITIES (USA) INC., CITIGROUP GLOBAL MARKETS INC., and CITICORP INVESTMENT SERVICES.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Norfield Capital, LLC

location

MADISON, CT

0 Disclosures

ADVISOR BIO

Pawel Borowiec is an investment advisor representative at Norfield Capital, LLC. Pawel is a registered investment advisor in California and Connecticut. Pawel has been in the industry since March 2009, and has worked at Source Capital Group, Inc. and Norfield Capital, LLC. Pawel's specializations include investment advisory services and portfolio management for individuals and pooled investment vehicles. Pawel holds a Series 63, Series 65 and Series 7 licenses.

SPECIALIZATIONS

Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

MML Investors Services, LLC

location

SHELTON, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Pedro Tecla is an investment professional with over 18 years of experience in the financial services industry. Pedro currently holds registrations in several states for securities and investment advisory services. Pedro has experience in securities and insurance sales as well as investment advisory services and has a proven track record of success in assisting clients with their financial goals. Pedro is affiliated with MML Investors Services, LLC. In addition to his financial services experience, Pedro also provides outside insurance sales and is licensed to sell life, accident, health, fixed annuities, long-term care and disability insurance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS

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