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Pauline Ann Cantin

Prudential Annuities Distributors, Inc.

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About Pauline Ann Cantin

Pauline Cantin is a financial professional with over 30 years of experience in the financial services industry. Pauline has been registered with Prudential Annuities Distributors, Inc. since June 2003. Pauline has held previous positions with Pruco Securities Corporation and Prudential Investment Management Services LLC. Pauline is licensed to offer securities and investment advisory services in several states.

Firm Information

Pauline Cantin is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pauline Cantin’s Registration & Firm History

CT

06/13/2003 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

02/26/2003 - 06/13/2003

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

10/02/1997 - 02/26/2003

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

02/08/1991 - 09/25/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

02/08/1991 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 12/22/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/12/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/1999

Series 7 - General Securities Representative Examination

BC

Issued 02/07/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pauline Ann Cantin.
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