Unclaimed
Paungmalay Sirisouk is a financial professional with over 16 years of experience in the financial services industry. Paungmalay is currently registered with PFS Investments Inc. and holds Series 6, Series 63, and SIE licenses. Paungmalay has a strong track record of providing investment advice and financial planning services to individuals and families. Paungmalay is committed to providing personalized service and helping clients achieve their financial goals. Paungmalay has previously worked at KEY INVESTMENT SERVICES LLC, HSBC SECURITIES (USA) INC., CITIGROUP GLOBAL MARKETS INC., and CITICORP INVESTMENT SERVICES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CT
02/08/2022 - Present
PFS Investments Inc. (FAIRFIELD CT)
CT
02/18/2021 - 09/03/2021
KEY INVESTMENT SERVICES LLC (Westport CT)
CT
11/26/2007 - 06/05/2020
HSBC SECURITIES (USA) INC. (DARIEN CT)
CT
05/29/2007 - 10/16/2007
CITIGROUP GLOBAL MARKETS INC. (FAIRFIELD CT)
CT
09/09/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (FAIRFIELD CT)
BC
Issued 09/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Paungmalay Sirisouk is the right advisor for you? Invested Better is here to help.