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Paulo Ferreira

Empower Financial Services, Inc.

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About Paulo Ferreira

Paulo Ferreira is a financial advisor with Empower Financial Services, Inc. Paulo has been in the financial industry since 1996. He holds the Series 6, 7, 63, and 66 licenses. Paulo also holds the SIE designation. Paulo is registered in 52 states.

Firm Information

Paulo Ferreira is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paulo Ferreira’s Registration & Firm History

CT

01/04/2021 - Present

Empower Financial Services, Inc. (Hartford CT)

CT

05/24/2018 - 01/04/2021

MML DISTRIBUTORS, LLC (ENFIELD CT)

CT

03/05/2012 - 01/09/2017

VOYA INVESTMENTS DISTRIBUTOR, LLC (WINDSOR CT)

MA

07/01/2011 - 02/27/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPRINGFIELD MA)

MO

07/31/2008 - 10/22/2009

WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)

CT

04/21/1993 - 10/30/2007

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

MA

01/17/1992 - 12/18/1992

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

01/17/1992 - 12/18/1992

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/01/2011

Series 66 - Uniform Combined State Law Examination

IA

Issued 11/11/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/28/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2000

Series 7 - General Securities Representative Examination

BC

Issued 01/16/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paulo Ferreira.
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