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Financial Advisors in Connecticut
11,410 Results
Unclaimed

TD Private Client Wealth LLC

location

Hamden, CT

0 Disclosures

ADVISOR BIO

Michael Asmerom is an Investment Advisor Representative at TD Private Client Wealth LLC. Michael is registered with the state of Connecticut. Michael is a Series 65 and SIE exam holder. Michael has been in the financial services industry since November 2017. Michael is affiliated with TD Bank N.A. and TD Private Client Wealth LLC in Hamden, CT.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Roth Capital Partners, LLC

location

STAMFORD, CT

experience

25 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Michael Cohen is a registered representative with Roth Capital Partners, LLC. Michael has been in the financial services industry since 1999. Prior to joining Roth Capital Partners, LLC, Michael worked at MKM Partners LLC, Princeton Securities Group, LLC, Ocean View Capital, LLC, Knight Equity Markets, L.P., Herzog, Heine, Geduld, LLC, Hilliard Farber Securities Corp., Hilliard Farber & Co., Inc., and Prime Capital Services, Inc. Michael holds the Series 7, Series 55, Series 57TO, and SIE licenses.

SPECIALIZATIONS

(1) DISTRIBUTION OF SELL-SIDE RESEARCH REPORTS/CORPORATE ACCESS (2) SOLICITOR
Unclaimed
location

STAMFORD, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Michael Everett Klonsky is a financial advisor at Jefferies LLC. Michael has been in the financial industry since February 27, 2003, and has been registered with Jefferies LLC since October 27, 2010. Michael is a licensed securities agent in all 50 states, and has passed the Series 7 and Series 63 exams.

SPECIALIZATIONS

No specializations listed.

Unclaimed

ASL Capital Markets Inc.

location

STAMFORD, CT

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Michael Weir is a financial advisor with over 30 years of experience in the industry. Michael currently works with ASL Capital Markets Inc. based out of Stamford, CT. Michael has held prior roles at RBC Capital Markets, LLC, UBS Securities LLC, SG Cowen Securities Corporation, and Prudential Securities Incorporated. Michael holds Series 7 and Series 63 licenses and is registered to provide securities advice in all 50 states. Michael is an experienced financial advisor who can help clients with a variety of financial planning needs.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

STAMFORD, CT

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Michael Richard Bonura is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. He is licensed to provide securities and investment advisory services in the District of Columbia. Michael Richard Bonura has been in the financial services industry for over 20 years. His previous employers include HSBC Brokerage (USA) Inc., BANC OF AMERICA INVESTMENT SERVICES, INC. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He holds the Series 6, 7, 63 and 66 licenses. His specializations include Portfolio Management for Individuals, Portfolio Management for Businesses, Selection of Other Advisers, Pension Consulting and Educational Seminars.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

WEST HARTFORD, CT

experience

26 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Denucci is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been in the securities industry since September 14, 1998. Michael is registered with both FINRA and the Securities Investor Protection Corporation (SIPC). Michael is registered to conduct business in 34 states and has passed the Series 66, Series 7 and SIE exams. Michael specializes in working with high-net-worth individuals, corporations, pension and profit-sharing plans, insurance companies, charitable organizations, and state or municipal government entities.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Ameriprise Financial Services, LLC

location

EAST HARTFORD, CT

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Michael Tangney is a registered investment advisor with Ameriprise Financial Services, LLC. Michael has been in the financial services industry since 2007 and is licensed to provide investment advice in Connecticut and numerous other states. Michael currently works in Ameriprise Financial Services, LLC's East Hartford, CT branch office, and also in their Sturbridge, MA branch office.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

UBS Financial Services Inc.

location

NEW HAVEN, CT

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Michael Henry Haggerty is a financial advisor with UBS Financial Services Inc. in NEW HAVEN, CT. Michael has been working in the financial services industry since 2012. Michael has a Series 7, Series 66, and SIE license and is registered in 39 states. Michael provides financial planning, portfolio management, and pension consulting services to individual and business clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Virtus Investment Advisers, Inc.

location

HARTFORD, CT

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Michael Feldman is a Registered Representative and Investment Advisor Representative who has been in the industry since 2014. Michael is currently employed by Virtus Investment Advisers, Inc. and previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Michael specializes in investment companies and has a strong understanding of investment strategies. Michael has Series 66, SIE and Series 7 licenses and has a proven track record of success in the financial services industry.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Investment Companies
AN EMPLOYEE OF AN AFFILIATE IS CONTRACTED W/ CNBC MEDIA AS HOST OR GUEST PROVIDING MARKET COMMENTARY.
Unclaimed
location

BROOKFIELD, CT

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Michael Deanzeris is a financial advisor with over 30 years of experience in the industry. Michael currently works for Osaic Wealth, Inc., a firm with a focus on providing financial planning and investment management services. Michael's prior experience includes roles with SAGEPOINT FINANCIAL, INC. and AMERICAN GENERAL SECURITIES INCORPORATED. Michael is registered in 24 states and holds Series 6, 26, and 63 licenses as well as the SIE exam. Michael specializes in a wide range of investment strategies including portfolio management, investment management, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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