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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kozik is a financial advisor with Janney Montgomery Scott LLC. Michael has been in the industry since January 2006. Michael has a Series 7, Series 10, Series 9, Series 63, and Series 65 license. Michael is also a Certified Financial Planner. Michael has a wide range of experience, including portfolio management for individuals and businesses, financial planning, and pension consulting. Michael is registered with the state of Texas as an investment advisor. Michael has a strong track record of helping clients achieve their financial goals. Michael is committed to providing his clients with the highest level of service and personalized attention. If you are looking for a financial advisor who can help you develop a comprehensive financial plan and meet your investment goals, Michael Kozik is a great option.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
02/14/2019 - Present
Janney Montgomery Scott LLC (FAIRFIELD CT)
CT
01/12/2006 - 06/27/2014
WELLS FARGO ADVISORS, LLC (WESTPORT CT)
IA
Issued 07/20/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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